Guggenheim Capital’s State Street SPDR Portfolio Long Term Corporate Bond ETF SPLB Stock Holding History

Guggenheim Capital’s Portfolio SPLB Stock Details SPLB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-42,437	Closed	-$1.08M	–	3025
2015 Q2	$1.08M	Sell	42,437 -11,517	-21%	-$308K	﹤0.01%	2178
2015 Q1	$1.52M	Sell	53,954 -26,205	-33%	-$740K	﹤0.01%	1997
2014 Q4	$2.22M	Sell	80,159 -13,468	-14%	-$368K	0.01%	1664
2014 Q3	$2.52M	Sell	93,627 -13,277	-12%	-$360K	0.01%	1605
2014 Q2	$2.89M	Sell	106,904 -8,731	-8%	-$234K	0.01%	1520
2014 Q1	$3.03M	Buy	115,635 +14,650	+15%	+$374K	0.01%	1443
2013 Q4	$2.5M	Buy	100,985 +39,536	+64%	+$980K	0.01%	1574
2013 Q3	$1.51M	Buy	61,449 +18,271	+42%	+$450K	0.01%	1818
2013 Q2	$1.09M	Buy	+43,178	New	+$1.16M	﹤0.01%	1986

Other funds holding SPLB

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FIMS

FBL Investment Management Services West Des Moines, Iowa $40.4M AUM 15.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital's SPLB Position: Q3 2015 in Review

Guggenheim Capital sold out of State Street SPDR Portfolio Long Term Corporate Bond ETF (SPLB) in Q3 2015, closing a stake of 42,437 shares — an estimated $1.08M sold.

Guggenheim Capital first reported a position in SPLB in Q2 2013 and held it in 9 quarters. The position peaked at $3.03M in Q1 2014. 31 funds tracked by Wall St. Rank hold SPLB as of Q3 2015.

Guggenheim Capital reported no remaining State Street SPDR Portfolio Long Term Corporate Bond ETF position as of Q3 2015 after selling out during the quarter.
Guggenheim Capital sold 42,437 State Street SPDR Portfolio Long Term Corporate Bond ETF shares in Q3 2015, an estimated $1.08M.
Guggenheim Capital first reported a position in State Street SPDR Portfolio Long Term Corporate Bond ETF in Q2 2013 and held it in 9 quarters.
Guggenheim Capital's State Street SPDR Portfolio Long Term Corporate Bond ETF position peaked at $3.03M in Q1 2014.
31 funds tracked by Wall St. Rank held State Street SPDR Portfolio Long Term Corporate Bond ETF as of Q3 2015.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.