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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Energy Recovery
ERII
$437M
| $2.14M | 0.01% |
385,270
+5,577
| +1% | +$31.3K |
|
|
SFE
1727
DELISTED
Safeguard Scientifics, Inc.
SFE
| $2.14M | 0.01% |
106,532
-1,626
| -2% | -$28.8K |
|
|
PGI
1728
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
| $2.14M | 0.01% |
+184,552
| New | +$1.82M |
|
|
AMCC
1729
DELISTED
Applied Micro Circuits Corporation New
AMCC
| $2.13M | 0.01% |
159,485
+53,214
| +50% | +$658K |
|
|
ANR
1730
DELISTED
Alpha Natural Resources Inc
ANR
| $2.13M | 0.01% |
298,545
+146,155
| +96% | +$986K |
|
|
ENV
1731
DELISTED
ENVESTNET, INC.
ENV
| $2.13M | 0.01% |
+52,838
| New | +$1.93M |
|
1732
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
| $2.13M | 0.01% |
85,045
+28,087
| +49% | +$711K |
|
|
TUP
1733
DELISTED
Tupperware Brands Corporation
TUP
| $2.13M | 0.01% |
22,523
+1,074
| +5% | +$97.5K |
|
|
AMTD
1734
DELISTED
TD Ameritrade Holding Corp
AMTD
| $2.13M | 0.01% |
69,464
+58,810
| +552% | +$1.67M |
|
|
APU
1735
DELISTED
AmeriGas Partners, L.P.
APU
| $2.13M | 0.01% |
47,690
-20,477
| -30% | -$891K |
|
1736
Merit Medical Systems
MMSI
$5.24B
| $2.12M | 0.01% |
+134,839
| New | +$2.05M |
|
1737
Fidus Investment
FDUS
$787M
| $2.11M | 0.01% |
97,225
+37,367
| +62% | +$762K |
|
|
CLD
1738
DELISTED
Cloud Peak Energy Inc
CLD
| $2.11M | 0.01% |
117,437
+85,376
| +266% | +$1.39M |
|
|
EGOV
1739
DELISTED
NIC Inc
EGOV
| $2.11M | 0.01% |
84,891
+55,572
| +190% | +$1.31M |
|
|
WBC
1740
DELISTED
WABCO HOLDINGS INC.
WBC
| $2.11M | 0.01% |
+22,549
| New | +$1.98M |
|
|
PDM
1741
Piedmont Realty Trust
PDM
$1.19B
| $2.1M | 0.01% |
127,395
-50,313
| -28% | -$871K |
|
1742
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.25B
| $2.1M | 0.01% |
50,000
+28,900
| +137% | +$1.13M |
|
1743
Boston Beer
SAM
$1.9B
| $2.1M | 0.01% |
8,693
+7,818
| +893% | +$1.88M |
|
1744
Invesco Trust Investment Grade Municipals
VGM
$559M
| $2.1M | 0.01% |
172,469
-26,342
| -13% | -$318K |
|
|
VIVO
1745
DELISTED
Meridian Bioscience Inc
VIVO
| $2.1M | 0.01% |
78,941
+1,601
| +2% | +$39.4K |
|
1746
Hilltop Holdings
HTH
$2.26B
| $2.09M | 0.01% |
+90,547
| New | +$1.84M |
|
1747
Littelfuse
LFUS
$11.8B
| $2.09M | 0.01% |
22,467
+7,014
| +45% | +$590K |
|
|
NVX
1748
DELISTED
Nuveen Calif Div Muni
NVX
| $2.08M | 0.01% |
165,037
-27,615
| -14% | -$352K |
|
1749
Entravision Communication
EVC
$1.07B
| $2.08M | 0.01% |
340,975
+65,258
| +24% | +$405K |
|
1750
Genesis Energy
GEL
$1.87B
| $2.08M | 0.01% |
39,469
+11,617
| +42% | +$588K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.