Guggenheim Capital’s Energy Recovery ERII Stock Holding History

Guggenheim Capital’s Portfolio ERII Stock Details ERII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-149,334	Closed	-$1.06M	–	2938
2015 Q4	$1.06M	Buy	149,334 +12,765	+9%	+$80.5K	﹤0.01%	2074
2015 Q3	$292K	Hold	136,569	–	–	﹤0.01%	2604
2015 Q2	$374K	Sell	136,569 -6,253	-4%	-$18.3K	﹤0.01%	2629
2015 Q1	$370K	Sell	142,822 -82,129	-37%	-$282K	﹤0.01%	2629
2014 Q4	$1.19M	Sell	224,951 -109,208	-33%	-$496K	﹤0.01%	2110
2014 Q3	$1.18M	Sell	334,159 -60,554	-15%	-$265K	﹤0.01%	2130
2014 Q2	$1.94M	Buy	394,713 +21,045	+6%	+$109K	﹤0.01%	1851
2014 Q1	$1.99M	Sell	373,668 -11,602	-3%	-$57.1K	0.01%	1803
2013 Q4	$2.14M	Buy	385,270 +5,577	+1%	+$31.3K	0.01%	1727
2013 Q3	$2.75M	Sell	379,693 -925	-0.2%	-$4.81K	0.01%	1407
2013 Q2	$1.57M	Buy	+380,618	New	+$1.45M	0.01%	1691

Other funds holding ERII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

VCM

Venator Capital Management Toronto, Ontario, Canada $48.7M AUM 87.97% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

EAM Investors Solana Beach, California $866M AUM 377.14% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

Guggenheim Capital's ERII Position: Q1 2016 in Review

Guggenheim Capital sold out of Energy Recovery (ERII) in Q1 2016, closing a stake of 149,334 shares — an estimated $1.06M sold.

Guggenheim Capital first reported a position in ERII in Q2 2013 and held it in 11 quarters. The position peaked at $2.75M in Q3 2013. 89 funds tracked by Wall St. Rank hold ERII as of Q1 2016.

Guggenheim Capital reported no remaining Energy Recovery position as of Q1 2016 after selling out during the quarter.
Guggenheim Capital sold 149,334 Energy Recovery shares in Q1 2016, an estimated $1.06M.
Guggenheim Capital first reported a position in Energy Recovery in Q2 2013 and held it in 11 quarters.
Guggenheim Capital's Energy Recovery position peaked at $2.75M in Q3 2013.
89 funds tracked by Wall St. Rank held Energy Recovery as of Q1 2016.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.