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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOE
1701
DELISTED
Ferro Corporation
FOE
$2.24M 0.01%
164,036
+3,954
+2% +$52.4K
TAI
1702
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$2.24M 0.01%
107,891
+3,470
+3% +$72.8K
PNY
1703
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.24M 0.01%
63,234
+34,102
+117% +$1.14M
CVRR
1704
DELISTED
CVR Refining, LP
CVRR
$2.24M 0.01%
96,096
+38,119
+66% +$852K
POWL icon
1705
Powell Industries
POWL
$7.55B
$2.23M 0.01%
103,215
-3,240
-3% -$69.9K
RES icon
1706
RPC Inc
RES
$1.31B
$2.23M 0.01%
109,180
+93,035
+576% +$1.72M
HEP
1707
DELISTED
Holly Energy Partners, L.P.
HEP
$2.23M 0.01%
67,189
+15,457
+30% +$509K
NPI
1708
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$2.23M 0.01%
169,887
-27,163
-14% -$354K
UFPI icon
1709
UFP Industries
UFPI
$5.07B
$2.23M 0.01%
120,708
+1,350
+1% +$24K
CFR icon
1710
Cullen/Frost Bankers
CFR
$10.2B
$2.23M 0.01%
28,727
+1,078
+4% +$80.5K
BNY
1711
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.22M 0.01%
164,782
+15,650
+10% +$205K
VYX icon
1712
NCR Voyix
VYX
$1.16B
$2.21M 0.01%
98,613
+73,920
+299% +$1.57M
LRN icon
1713
Stride
LRN
$3.32B
$2.21M 0.01%
97,611
-3,818
-4% -$83.1K
SRF
1714
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$2.21M 0.01%
23,961
+9,604
+67% +$861K
AAL icon
1715
PUT
American Airlines Group
AAL
$10.6B
$2.2M 0.01%
+60,000
New +$2.04M
CTWS
1716
DELISTED
Connecticut Water Service Inc
CTWS
$2.2M 0.01%
64,263
-588
-0.9% -$19.9K
BNFT
1717
DELISTED
Benefitfocus, Inc.
BNFT
$2.19M 0.01%
46,745
+11,203
+32% +$704K
BCA
1718
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
$2.19M 0.01%
124,372
-24,998
-17% -$448K
TXI
1719
DELISTED
TEXAS INDUSTRIES INC
TXI
$2.19M 0.01%
24,483
-2,631
-10% -$206K
ORIT
1720
DELISTED
Oritani Financial Corp. New
ORIT
$2.19M 0.01%
138,649
-25,821
-16% -$404K
RFI
1721
Cohen & Steers Total Return Realty Fund
RFI
$307M
$2.19M 0.01%
171,175
-40,693
-19% -$509K
FEI
1722
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$2.19M 0.01%
110,602
-5,838
-5% -$113K
WBA
1723
PUT
DELISTED
Walgreens Boots Alliance
WBA
$2.19M 0.01%
33,100
-13,700
-29% -$861K
GIII icon
1724
G-III Apparel Group
GIII
$1.51B
$2.19M 0.01%
61,050
-30,352
-33% -$1.07M
CHSP
1725
DELISTED
Chesapeake Lodging Trust
CHSP
$2.19M 0.01%
84,874
+52,761
+164% +$1.34M
67 68
69
70 71

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.