Guggenheim Capital’s NUVEEN PREMIUN INC MUN FUND NPI Stock Holding History

Guggenheim Capital’s Portfolio NPI Stock Details NPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-224,083	Closed	-$3.46M	–	2966
2016 Q2	$3.46M	Sell	224,083 -19,495	-8%	-$292K	0.01%	1208
2016 Q1	$3.55M	Sell	243,578 -12,164	-5%	-$174K	0.01%	1183
2015 Q4	$3.61M	Sell	255,742 -1,965	-0.8%	-$26.8K	0.01%	1198
2015 Q3	$3.45M	Buy	257,707 +37,368	+17%	+$495K	0.01%	1232
2015 Q2	$2.9M	Buy	220,339 +67,737	+44%	+$915K	0.01%	1484
2015 Q1	$2.14M	Buy	152,602 +33,471	+28%	+$469K	0.01%	1716
2014 Q4	$1.65M	Sell	119,131 -96	-0.1%	-$1.32K	﹤0.01%	1887
2014 Q3	$1.6M	Sell	119,227 -13,093	-10%	-$176K	﹤0.01%	1935
2014 Q2	$1.8M	Sell	132,320 -37,567	-22%	-$505K	﹤0.01%	1902
2014 Q1	$2.23M	Sell	169,887 -27,163	-14%	-$354K	0.01%	1709
2013 Q4	$2.43M	Sell	197,050 -151,003	-43%	-$1.87M	0.01%	1603
2013 Q3	$4.45M	Sell	348,053 -47,690	-12%	-$595K	0.02%	1156
2013 Q2	$5.27M	Buy	+395,743	New	+$5.59M	0.02%	1028

Other funds holding NPI

Cordasco Financial Network Naples, Florida $138M AUM 10.5% 1-Year Est. Return

Guggenheim Capital's NPI Position: Q3 2016 in Review

Guggenheim Capital sold out of NUVEEN PREMIUN INC MUN FUND (NPI) in Q3 2016, closing a stake of 224,083 shares — an estimated $3.46M sold.

Guggenheim Capital first reported a position in NPI in Q2 2013 and held it in 13 quarters. The position peaked at $5.27M in Q2 2013. 1 fund tracked by Wall St. Rank holds NPI as of Q3 2016.

Guggenheim Capital reported no remaining NUVEEN PREMIUN INC MUN FUND position as of Q3 2016 after selling out during the quarter.
Guggenheim Capital sold 224,083 NUVEEN PREMIUN INC MUN FUND shares in Q3 2016, an estimated $3.46M.
Guggenheim Capital first reported a position in NUVEEN PREMIUN INC MUN FUND in Q2 2013 and held it in 13 quarters.
Guggenheim Capital's NUVEEN PREMIUN INC MUN FUND position peaked at $5.27M in Q2 2013.
1 fund tracked by Wall St. Rank held NUVEEN PREMIUN INC MUN FUND as of Q3 2016.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.