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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RIT
1551
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
| $2.58M | 0.01% |
256,379
-42,492
| -14% | -$439K |
|
|
ATW
1552
DELISTED
Atwood Oceanics
ATW
| $2.57M | 0.01% |
48,219
+18,568
| +63% | +$1M |
|
1553
Ares Capital
ARCC
$13.9B
| $2.57M | 0.01% |
144,710
-8,541
| -6% | -$151K |
|
|
CBD
1554
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $2.57M | 0.01% |
57,474
-22,922
| -29% | -$1.08M |
|
|
PAY
1555
DELISTED
Verifone Systems Inc
PAY
| $2.57M | 0.01% |
95,658
+21,227
| +29% | +$507K |
|
|
ZEUS
1556
DELISTED
Olympic Steel
ZEUS
| $2.56M | 0.01% |
88,284
+1,471
| +2% | +$41.2K |
|
1557
CALL
Deere & Co
DE
$165B
| $2.56M | 0.01% |
+28,000
| New | +$2.37M |
|
|
AHL
1558
DELISTED
ASPEN Insurance Holding Limited
AHL
| $2.55M | 0.01% |
61,826
+8,087
| +15% | +$318K |
|
|
PCM
1559
PCM Fund
PCM
$70.8M
| $2.55M | 0.01% |
219,131
+35,071
| +19% | +$402K |
|
1560
Groupon
GRPN
$1.04B
| $2.55M | 0.01% |
10,821
-34,777
| -76% | -$7.18M |
|
|
INFI
1561
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
| $2.55M | 0.01% |
184,336
+24,520
| +15% | +$346K |
|
|
RFI
1562
Cohen & Steers Total Return Realty Fund
RFI
$308M
| $2.54M | 0.01% |
211,868
-32,696
| -13% | -$402K |
|
|
WEA
1563
Western Asset Premier Bond Fund
WEA
$124M
| $2.54M | 0.01% |
174,846
+12,482
| +8% | +$185K |
|
1564
HSBC
HSBC
$352B
| $2.53M | 0.01% |
53,288
+14,531
| +37% | +$688K |
|
1565
Armstrong World Industries
AWI
$7.86B
| $2.53M | 0.01% |
43,934
+33,014
| +302% | +$1.77M |
|
|
HCC
1566
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
| $2.53M | 0.01% |
54,787
+15,287
| +39% | +$689K |
|
1567
Invesco Bond Fund
VBF
$169M
| $2.53M | 0.01% |
142,814
-22,660
| -14% | -$403K |
|
1568
Flowers Foods
FLO
$1.57B
| $2.52M | 0.01% |
117,583
-35,992
| -23% | -$813K |
|
|
CSI
1569
DELISTED
Cutwater Select Income Fund
CSI
| $2.52M | 0.01% |
137,766
-44,815
| -25% | -$802K |
|
|
GLQ
1570
Clough Global Equity Fund
GLQ
$156M
| $2.52M | 0.01% |
160,494
+17,625
| +12% | +$266K |
|
1571
MarineMax
HZO
$793M
| $2.51M | 0.01% |
156,241
+39,351
| +34% | +$594K |
|
1572
Pool Corp
POOL
$7.51B
| $2.5M | 0.01% |
43,055
+22,495
| +109% | +$1.24M |
|
1573
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
| $2.5M | 0.01% |
100,985
+39,536
| +64% | +$980K |
|
1574
Fomento Económico Mexicano
FMX
$42.4B
| $2.5M | 0.01% |
25,531
+2,793
| +12% | +$263K |
|
|
FHY
1575
DELISTED
First Trust Strategic High
FHY
| $2.5M | 0.01% |
155,567
-89,962
| -37% | -$1.41M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.