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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HMA
1451
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
| $2.91M | 0.01% |
222,210
-184,874
| -45% | -$2.39M |
|
1452
Ezcorp Inc
EZPW
$1.83B
| $2.91M | 0.01% |
248,840
+221,988
| +827% | +$2.95M |
|
1453
CoreCivic
CXW
$3.09B
| $2.9M | 0.01% |
90,585
-167,899
| -65% | -$5.85M |
|
|
PRXL
1454
DELISTED
Parexel International Corp
PRXL
| $2.9M | 0.01% |
64,305
+10,726
| +20% | +$491K |
|
|
DYAX
1455
DELISTED
DYAX CORPORATION
DYAX
| $2.9M | 0.01% |
385,625
+374,562
| +3,386% | +$2.84M |
|
1456
Griffon
GFF
$4.72B
| $2.9M | 0.01% |
219,753
+68,266
| +45% | +$871K |
|
|
HNR
1457
DELISTED
Harvest Natural Resources
HNR
| $2.9M | 0.01% |
160,575
+122,325
| +320% | +$2.18M |
|
|
AAWW
1458
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $2.9M | 0.01% |
70,544
+48,721
| +223% | +$1.99M |
|
|
SRC
1459
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $2.9M | 0.01% |
65,687
-231,828
| -78% | -$10.2M |
|
|
VOXX
1460
DELISTED
VOXX International Corporation Class A
VOXX
| $2.89M | 0.01% |
173,293
-110,558
| -39% | -$1.75M |
|
1461
Canadian Imperial Bank of Commerce
CM
$108B
| $2.89M | 0.01% |
69,099
-303,163
| -81% | -$12.5M |
|
1462
Gerdau
GGB
$10.1B
| $2.89M | 0.01% |
464,444
-283,017
| -38% | -$1.77M |
|
|
CALY
1463
Callaway Golf Company
CALY
$3.44B
| $2.89M | 0.01% |
+343,035
| New | +$2.72M |
|
|
HYB
1464
DELISTED
New America High Income Fund, Inc.
HYB
| $2.89M | 0.01% |
299,209
-56,575
| -16% | -$542K |
|
1465
Telephone and Data Systems
TDS
$4.03B
| $2.88M | 0.01% |
111,630
+6,848
| +7% | +$194K |
|
1466
VanEck High Yield Muni ETF
HYD
$4.44B
| $2.87M | 0.01% |
50,842
+9,249
| +22% | +$531K |
|
|
SPTN
1467
DELISTED
SpartanNash
SPTN
| $2.87M | 0.01% |
118,344
+22,585
| +24% | +$524K |
|
1468
Ziff Davis
ZD
$1.94B
| $2.87M | 0.01% |
66,011
+48,935
| +287% | +$2.11M |
|
1469
Watsco Inc
WSO
$13.7B
| $2.87M | 0.01% |
29,686
+15,547
| +110% | +$1.48M |
|
1470
CALL
Agilent Technologies
A
$39.9B
| $2.87M | 0.01% |
+69,900
| New | +$2.66M |
|
1471
UDR
UDR
$12.4B
| $2.86M | 0.01% |
122,479
-7,991
| -6% | -$191K |
|
|
CPWR
1472
DELISTED
COMPUWARE CORP
CPWR
| $2.86M | 0.01% |
264,361
-99,039
| -27% | -$1.03M |
|
1473
CACI
CACI
$11.4B
| $2.85M | 0.01% |
38,981
+10,220
| +36% | +$725K |
|
|
BWLD
1474
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $2.85M | 0.01% |
19,381
-2,594
| -12% | -$357K |
|
|
IGR
1475
CBRE Global Real Estate Income Fund
IGR
$710M
| $2.85M | 0.01% |
359,912
-133,968
| -27% | -$1.08M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.