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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLK icon
1426
Westlake Corp
WLK
$9.9B
$3.19M 0.01%
44,383
-375
-0.8% -$24K
GDV icon
1427
Gabelli Dividend & Income Trust
GDV
$2.66B
$3.19M 0.01%
150,447
+5,529
+4% +$117K
OCSL icon
1428
Oaktree Specialty Lending
OCSL
$1.14B
$3.18M 0.01%
145,150
+7,406
+5% +$166K
BR icon
1429
Broadridge
BR
$19B
$3.17M 0.01%
57,604
+3,726
+7% +$189K
RDC
1430
DELISTED
Rowan Companies Plc
RDC
$3.16M 0.01%
178,528
-821
-0.5% -$17.5K
SVU
1431
DELISTED
SUPERVALU Inc.
SVU
$3.16M 0.01%
38,809
+5,542
+17% +$398K
CAA
1432
DELISTED
CalAtlantic Group, Inc.
CAA
$3.15M 0.01%
69,940
+12,877
+23% +$513K
CNW
1433
DELISTED
CON-WAY INC.
CNW
$3.13M 0.01%
71,034
+7,006
+11% +$309K
PCF
1434
High Income Securities Fund
PCF
$99.9M
$3.13M 0.01%
384,315
-59,385
-13% -$485K
LGCY
1435
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$3.13M 0.01%
309,078
+9,249
+3% +$103K
DEI icon
1436
Douglas Emmett
DEI
$1.96B
$3.12M 0.01%
104,554
-66,877
-39% -$1.94M
RRMS
1437
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$3.11M 0.01%
65,557
-5,094
-7% -$223K
ISIL
1438
DELISTED
Intersil Corp
ISIL
$3.11M 0.01%
216,815
+86,428
+66% +$1.28M
MJI
1439
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$3.1M 0.01%
213,282
-15,482
-7% -$227K
TROX icon
1440
Tronox
TROX
$1.04B
$3.1M 0.01%
152,287
+35,697
+31% +$760K
SJNK icon
1441
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$3.08M 0.01%
105,631
-70,546
-40% -$2.05M
TEO icon
1442
Telecom Argentina
TEO
$5.96B
$3.08M 0.01%
135,518
+4,671
+4% +$101K
BGX
1443
Blackstone Long-Short Credit Income Fund
BGX
$138M
$3.07M 0.01%
190,259
-29,765
-14% -$470K
NPT
1444
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$3.07M 0.01%
229,111
-26,901
-11% -$361K
TCPC icon
1445
BlackRock TCP Capital
TCPC
$345M
$3.07M 0.01%
191,489
-81,015
-30% -$1.31M
FRSH
1446
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$3.07M 0.01%
169,060
+106
+0.1% +$1.45K
NP
1447
DELISTED
Neenah, Inc. Common Stock
NP
$3.06M 0.01%
49,000
+34,929
+248% +$2.09M
AEL
1448
DELISTED
American Equity Investment Life Holding Company
AEL
$3.06M 0.01%
105,187
-5,793
-5% -$163K
IHG icon
1449
InterContinental Hotels
IHG
$23.2B
$3.06M 0.01%
59,270
-9,548
-14% -$503K
EFOR
1450
Everforth Inc
EFOR
$1.32B
$3.06M 0.01%
79,727
+18,101
+29% +$659K
56 57
58
59 60

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.