Guggenheim Capital’s Legacy Reserves Inc. Common Stock LGCY Stock Holding History

Guggenheim Capital’s Portfolio LGCY Stock Details LGCY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-141,249	Closed	-$247K	–	3032
2015 Q4	$247K	Sell	141,249 -60,573	-30%	-$199K	﹤0.01%	2710
2015 Q3	$825K	Sell	201,822 -60,230	-23%	-$407K	﹤0.01%	2201
2015 Q2	$2.25M	Sell	262,052 -47,026	-15%	-$518K	0.01%	1675
2015 Q1	$3.13M	Buy	309,078 +9,249	+3%	+$103K	0.01%	1435
2014 Q4	$3.43M	Buy	299,829 +64,553	+27%	+$1.23M	0.01%	1341
2014 Q3	$6.98M	Buy	235,276 +7,518	+3%	+$228K	0.02%	1048
2014 Q2	$7.12M	Buy	227,758 +49,026	+27%	+$1.36M	0.02%	1014
2014 Q1	$4.44M	Buy	178,732 +22,322	+14%	+$598K	0.01%	1190
2013 Q4	$4.4M	Buy	156,410 +5,263	+3%	+$145K	0.01%	1161
2013 Q3	$4.08M	Buy	151,147 +3,447	+2%	+$93.1K	0.01%	1194
2013 Q2	$3.93M	Buy	+147,700	New	+$4M	0.02%	1175

Other funds holding LGCY

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

AIA

Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

COPPSERS

Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania $20.6B AUM 37.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital's LGCY Position: Q1 2016 in Review

Guggenheim Capital sold out of Legacy Reserves Inc. Common Stock (LGCY) in Q1 2016, closing a stake of 141,249 shares — an estimated $247K sold.

Guggenheim Capital first reported a position in LGCY in Q2 2013 and held it in 11 quarters. The position peaked at $7.12M in Q2 2014. 61 funds tracked by Wall St. Rank hold LGCY as of Q1 2016.

Guggenheim Capital reported no remaining Legacy Reserves Inc. Common Stock position as of Q1 2016 after selling out during the quarter.
Guggenheim Capital sold 141,249 Legacy Reserves Inc. Common Stock shares in Q1 2016, an estimated $247K.
Guggenheim Capital first reported a position in Legacy Reserves Inc. Common Stock in Q2 2013 and held it in 11 quarters.
Guggenheim Capital's Legacy Reserves Inc. Common Stock position peaked at $7.12M in Q2 2014.
61 funds tracked by Wall St. Rank held Legacy Reserves Inc. Common Stock as of Q1 2016.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.