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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DBD
1401
DELISTED
Diebold Nixdorf Incorporated
DBD
| $2.79M | 0.01% |
95,036
+9,324
| +11% | +$292K |
|
|
CIT
1402
DELISTED
CIT Group Inc.
CIT
| $2.79M | 0.01% |
57,204
+9,302
| +19% | +$457K |
|
|
MUH
1403
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $2.77M | 0.01% |
196,047
-30,194
| -13% | -$417K |
|
|
TFM
1404
DELISTED
THE FRESH MARKET, INC COM STK
TFM
| $2.77M | 0.01% |
58,549
-48,364
| -45% | -$2.51M |
|
1405
G-III Apparel Group
GIII
$1.54B
| $2.77M | 0.01% |
101,442
+39,814
| +65% | +$1.01M |
|
1406
Energy Recovery
ERII
$457M
| $2.75M | 0.01% |
379,693
-925
| -0.2% | -$4.81K |
|
|
AOL
1407
DELISTED
AOL INC COMMON STOCK
AOL
| $2.75M | 0.01% |
79,511
+11,393
| +17% | +$406K |
|
1408
Ericsson
ERIC
$33B
| $2.75M | 0.01% |
204,357
+29,647
| +17% | +$368K |
|
|
PMO
1409
Franklin Municipal Opportunities Trust
PMO
$281M
| $2.75M | 0.01% |
251,212
-32,492
| -11% | -$352K |
|
|
AMED
1410
DELISTED
Amedisys
AMED
| $2.74M | 0.01% |
159,110
+14,257
| +10% | +$211K |
|
1411
RPM International
RPM
$14.9B
| $2.74M | 0.01% |
75,682
+2,346
| +3% | +$81.8K |
|
|
DF
1412
DELISTED
Dean Foods Company
DF
| $2.74M | 0.01% |
141,961
-6,625
| -4% | -$134K |
|
1413
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
| $2.74M | 0.01% |
170,569
+14,632
| +9% | +$238K |
|
|
WPP
1414
DELISTED
WAUSAU PAPER CORP.
WPP
| $2.73M | 0.01% |
210,119
+12,704
| +6% | +$150K |
|
1415
Teekay
TK
$946M
| $2.73M | 0.01% |
63,743
+23,372
| +58% | +$941K |
|
1416
Nuveen Municipal Credit Income Fund
NZF
$2.42B
| $2.71M | 0.01% |
213,374
+51,655
| +32% | +$642K |
|
|
CGI
1417
DELISTED
Celadon Group Inc
CGI
| $2.71M | 0.01% |
144,918
-12,055
| -8% | -$228K |
|
|
CPL
1418
DELISTED
CPFL Energia S.A.
CPL
| $2.7M | 0.01% |
165,617
-287,991
| -63% | -$4.83M |
|
1419
Iridium Communications
IRDM
$5.13B
| $2.7M | 0.01% |
392,038
+97,123
| +33% | +$727K |
|
1420
TIM SA
TIMB
$8.73B
| $2.69M | 0.01% |
114,198
-14,055
| -11% | -$284K |
|
|
PRXL
1421
DELISTED
Parexel International Corp
PRXL
| $2.69M | 0.01% |
53,579
+26,976
| +101% | +$1.32M |
|
1422
Casey's General Stores
CASY
$31.6B
| $2.68M | 0.01% |
36,488
+18,577
| +104% | +$1.26M |
|
1423
iShares MSCI EAFE ETF
EFA
$79.4B
| $2.67M | 0.01% |
41,930
-12,000
| -22% | -$735K |
|
1424
Kirby Corp
KEX
$7.01B
| $2.67M | 0.01% |
30,888
+456
| +1% | +$38.3K |
|
1425
Invesco Municipal Opportunity Trust
VMO
$656M
| $2.67M | 0.01% |
226,776
-297,631
| -57% | -$3.47M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.