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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Credicorp
BAP
$31.4B
| $3.36M | 0.01% |
27,189
+13,455
| +98% | +$1.6M |
|
1302
Old Dominion Freight Line
ODFL
$44.8B
| $3.36M | 0.01% |
219,339
+132,141
| +152% | +$1.96M |
|
1303
Exelixis
EXEL
$14.3B
| $3.36M | 0.01% |
577,474
+562,605
| +3,784% | +$2.91M |
|
|
VE
1304
DELISTED
VEOLIA ENVIRONNEMENT
VE
| $3.36M | 0.01% |
196,215
+52,108
| +36% | +$761K |
|
1305
California Water Service
CWT
$3.08B
| $3.36M | 0.01% |
165,194
+8,924
| +6% | +$184K |
|
|
WX
1306
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
| $3.35M | 0.01% |
122,372
-5,870
| -5% | -$139K |
|
|
ARNA
1307
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $3.35M | 0.01% |
63,479
+21,754
| +52% | +$1.46M |
|
1308
Mercury Insurance
MCY
$6.07B
| $3.34M | 0.01% |
69,225
+12,182
| +21% | +$550K |
|
1309
National Grid
NGG
$80.7B
| $3.34M | 0.01% |
58,634
+6,022
| +11% | +$340K |
|
|
SMM
1310
DELISTED
Salient Midstream & MLP Fund
SMM
| $3.34M | 0.01% |
150,958
+75,189
| +99% | +$1.73M |
|
|
MEMP
1311
DELISTED
Memorial Production Partners LP Common Units
MEMP
| $3.34M | 0.01% |
160,142
+60,538
| +61% | +$1.23M |
|
1312
Community Health Systems
CYH
$416M
| $3.33M | 0.01% |
97,002
-18,298
| -16% | -$649K |
|
|
RKT
1313
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $3.33M | 0.01% |
65,694
+5,354
| +9% | +$299K |
|
|
GDP
1314
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
| $3.31M | 0.01% |
+132,100
| New | +$2.66M |
|
|
CYT
1315
DELISTED
CYTEC INDS INC
CYT
| $3.31M | 0.01% |
81,268
+34,172
| +73% | +$1.33M |
|
1316
Nuveen New York Quality Municipal Income Fund
NAN
$368M
| $3.3M | 0.01% |
256,080
-1,998
| -0.8% | -$25.8K |
|
|
ACAT
1317
DELISTED
Arctic Cat Inc
ACAT
| $3.29M | 0.01% |
57,728
+7,216
| +14% | +$392K |
|
1318
Flowers Foods
FLO
$1.57B
| $3.29M | 0.01% |
153,575
+15,160
| +11% | +$339K |
|
|
RGP
1319
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
| $3.28M | 0.01% |
114,717
-27,269
| -19% | -$755K |
|
|
MMP
1320
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $3.25M | 0.01% |
57,578
+7,682
| +15% | +$422K |
|
|
CSI
1321
DELISTED
Cutwater Select Income Fund
CSI
| $3.25M | 0.01% |
182,581
-27,049
| -13% | -$482K |
|
|
OMX
1322
DELISTED
OFFICEMAX INCORPORATED
OMX
| $3.25M | 0.01% |
254,013
+46,448
| +22% | +$525K |
|
1323
TD Synnex
SNX
$21B
| $3.24M | 0.01% |
105,520
+12,500
| +13% | +$319K |
|
|
WRI
1324
DELISTED
Weingarten Realty Investors
WRI
| $3.24M | 0.01% |
110,422
+6,056
| +6% | +$184K |
|
1325
Norwegian Cruise Line
NCLH
$9.32B
| $3.23M | 0.01% |
104,474
+42,993
| +70% | +$1.35M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.