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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NMA
1276
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
| $3.65M | 0.01% |
299,983
+76,033
| +34% | +$928K |
|
|
EVRI
1277
DELISTED
Everi Holdings
EVRI
| $3.65M | 0.01% |
365,071
-19,399
| -5% | -$171K |
|
1278
Enbridge
ENB
$113B
| $3.64M | 0.01% |
83,272
-2,005
| -2% | -$84.6K |
|
1279
PUT
Caterpillar
CAT
$406B
| $3.63M | 0.01% |
+40,000
| New | +$3.42M |
|
|
IGI
1280
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.6M
| $3.63M | 0.01% |
179,787
-34,067
| -16% | -$674K |
|
1281
AB InBev
BUD
$168B
| $3.63M | 0.01% |
34,079
-12
| -0% | -$1.23K |
|
1282
Wipro
WIT
$19.9B
| $3.61M | 0.01% |
1,529,568
-278,053
| -15% | -$598K |
|
1283
Halozyme
HALO
$9.87B
| $3.61M | 0.01% |
240,595
-85,147
| -26% | -$1.1M |
|
|
MUE
1284
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $3.61M | 0.01% |
298,094
-72,285
| -20% | -$876K |
|
1285
iShares Silver Trust
SLV
$30B
| $3.6M | 0.01% |
192,605
-14,217
| -7% | -$285K |
|
1286
HCI Group
HCI
$2.27B
| $3.59M | 0.01% |
67,108
+58,727
| +701% | +$2.68M |
|
|
CHL
1287
DELISTED
China Mobile Limited
CHL
| $3.59M | 0.01% |
68,638
-380,951
| -85% | -$20.3M |
|
|
PCQ
1288
Pimco California Municipal Income Fund
PCQ
$166M
| $3.59M | 0.01% |
275,756
+42,069
| +18% | +$552K |
|
|
ITMN
1289
DELISTED
INTERMUNE INC
ITMN
| $3.57M | 0.01% |
242,641
+7,082
| +3% | +$97.9K |
|
|
PF
1290
DELISTED
Pinnacle Foods, Inc.
PF
| $3.57M | 0.01% |
130,093
+78,258
| +151% | +$2.12M |
|
|
DCT
1291
DELISTED
DCT Industrial Trust Inc.
DCT
| $3.57M | 0.01% |
125,231
-11,168
| -8% | -$331K |
|
1292
InterContinental Hotels
IHG
$23.8B
| $3.56M | 0.01% |
74,486
+35,364
| +90% | +$1.53M |
|
1293
Matrix Service
MTRX
$329M
| $3.54M | 0.01% |
144,880
+65,350
| +82% | +$1.39M |
|
|
VPHM
1294
DELISTED
VIROPHARMA INC
VPHM
| $3.53M | 0.01% |
70,746
+14,021
| +25% | +$627K |
|
1295
Ultrapar
UGP
$6.71B
| $3.52M | 0.01% |
298,170
-263,388
| -47% | -$3.34M |
|
1296
Murphy USA
MUSA
$10.8B
| $3.52M | 0.01% |
84,697
+76,618
| +948% | +$3.25M |
|
|
MMU
1297
Western Asset Managed Municipals Fund
MMU
$548M
| $3.51M | 0.01% |
287,350
-53,623
| -16% | -$662K |
|
1298
Reliance Steel & Aluminium
RS
$21.5B
| $3.5M | 0.01% |
46,210
+2,362
| +5% | +$175K |
|
1299
Nektar Therapeutics
NKTR
$2.44B
| $3.5M | 0.01% |
20,559
+969
| +5% | +$156K |
|
1300
Vipshop
VIPS
$7.5B
| $3.5M | 0.01% |
418,380
+236,120
| +130% | +$1.8M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.