GC
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Guggenheim Capital’s Caterpillar CAT Stock Holding History

Guggenheim Capital’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-20,600
Closed -$2.24M – 3007
2014
Q2 		$2.24M Buy
+20,600
New +$2.16M 0.01% 1712
2014
Q1 		– Sell
-40,000
Closed -$3.63M – 3275
2013
Q4 		$3.63M Buy
+40,000
New +$3.42M 0.01% 1280

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Guggenheim Capital's CAT Position: Q1 2026 in Review

Guggenheim Capital reduced its Caterpillar (CAT) stake by 10% in Q1 2026, selling an estimated $3.8M and leaving 48,439 shares worth $34.3M. The position accounts for 0.27% of the portfolio, ranked #78.

Guggenheim Capital first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. The position peaked at $63.9M in Q4 2017. 3,739 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Guggenheim Capital held 48,439 shares of Caterpillar worth $34.3M as of Q1 2026.
  • Guggenheim Capital sold 5,488 Caterpillar shares in Q1 2026, an estimated $3.8M.
  • Caterpillar made up 0.27% of Guggenheim Capital's portfolio in Q1 2026, its #78 holding.
  • Guggenheim Capital first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
  • Guggenheim Capital's Caterpillar position peaked at $63.9M in Q4 2017.
  • 3,739 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.