GC
CAT icon

Guggenheim Capital’s Caterpillar CAT Stock Holding History

Guggenheim Capital’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-20,600
Closed -$2.24M – 3007
2014
Q2 		$2.24M Buy
+20,600
New +$2.16M 0.01% 1712
2014
Q1 		– Sell
-40,000
Closed -$3.63M – 3275
2013
Q4 		$3.63M Buy
+40,000
New +$3.42M 0.01% 1280

Other funds holding CAT

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Guggenheim Capital's CAT Position: Q2 2026 in Review

Guggenheim Capital reduced its Caterpillar (CAT) stake by 2.1% in Q2 2026, selling an estimated $908K and leaving 47,405 shares worth $50.5M. The position accounts for 0.32% of the portfolio, ranked #55.

Guggenheim Capital first reported a position in CAT in Q2 2013 and has held it in 53 quarters since. The position peaked at $63.9M in Q4 2017. 4,068 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • Guggenheim Capital held 47,405 shares of Caterpillar worth $50.5M as of Q2 2026.
  • Guggenheim Capital sold 1,034 Caterpillar shares in Q2 2026, an estimated $908K.
  • Caterpillar made up 0.32% of Guggenheim Capital's portfolio in Q2 2026, its #55 holding.
  • Guggenheim Capital first reported a position in Caterpillar in Q2 2013 and has held it in 53 quarters since.
  • Guggenheim Capital's Caterpillar position peaked at $63.9M in Q4 2017.
  • 4,068 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Guggenheim Capital's 13F filing for Q2 2026, filed 12 Aug 2026.