We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Southern Copper
SCCO
$165B
| $4.23M | 0.02% |
167,401
-25,355
| -13% | -$656K |
|
|
MMU
1177
Western Asset Managed Municipals Fund
MMU
$548M
| $4.21M | 0.02% |
340,973
-50,948
| -13% | -$617K |
|
|
HTSI
1178
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
| $4.21M | 0.02% |
85,570
+10,512
| +14% | +$517K |
|
|
IGI
1179
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.5M
| $4.2M | 0.02% |
213,854
-14,535
| -6% | -$292K |
|
1180
JetBlue
JBLU
$2.43B
| $4.19M | 0.02% |
628,919
+134,070
| +27% | +$866K |
|
|
ACH
1181
Accendra Health
ACH
$226M
| $4.19M | 0.02% |
121,070
+3,331
| +3% | +$117K |
|
1182
Oil States International
OIS
$499M
| $4.18M | 0.02% |
70,751
-105,728
| -60% | -$5.77M |
|
1183
ProShares Ultra S&P500
SSO
$8.34B
| $4.18M | 0.02% |
790,400
-1,300,800
| -62% | -$6.81M |
|
|
MCR
1184
DELISTED
MFS Charter Income Trust
MCR
| $4.17M | 0.02% |
465,715
-168,743
| -27% | -$1.49M |
|
|
RAD
1185
DELISTED
Rite Aid Corporation
RAD
| $4.15M | 0.01% |
43,626
+30,003
| +220% | +$2.05M |
|
|
NCP
1186
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
| $4.15M | 0.01% |
308,960
-15,829
| -5% | -$211K |
|
1187
Arrow Electronics
ARW
$11.5B
| $4.15M | 0.01% |
85,490
+5,603
| +7% | +$257K |
|
1188
TSMC
TSM
$2.15T
| $4.14M | 0.01% |
244,451
-4,185
| -2% | -$71.4K |
|
|
TTM
1189
DELISTED
Tata Motors Limited
TTM
| $4.14M | 0.01% |
155,557
+43,310
| +39% | +$1.06M |
|
|
MYC
1190
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $4.13M | 0.01% |
288,919
-15,644
| -5% | -$219K |
|
1191
Sun Life Financial
SLF
$45.3B
| $4.13M | 0.01% |
128,991
-13,796
| -10% | -$439K |
|
1192
Avnet
AVT
$7.56B
| $4.12M | 0.01% |
98,839
+4,834
| +5% | +$187K |
|
|
LGCY
1193
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
| $4.08M | 0.01% |
151,147
+3,447
| +2% | +$93.1K |
|
1194
MannKind Corp
MNKD
$1.27B
| $4.08M | 0.01% |
143,118
+36,455
| +34% | +$1.21M |
|
|
HME
1195
DELISTED
HOME PROPERTIES, INC
HME
| $4.07M | 0.01% |
70,503
-40,786
| -37% | -$2.5M |
|
|
CPN
1196
DELISTED
Calpine Corporation
CPN
| $4.06M | 0.01% |
207,183
+83,034
| +67% | +$1.65M |
|
|
IM
1197
DELISTED
Ingram Micro
IM
| $4.05M | 0.01% |
175,832
+2,347
| +1% | +$51.7K |
|
1198
Compass Minerals
CMP
$1.25B
| $4.04M | 0.01% |
53,030
-1,965
| -4% | -$156K |
|
|
GRA
1199
DELISTED
W.R. Grace & Co.
GRA
| $4.04M | 0.01% |
46,236
+37,481
| +428% | +$3.11M |
|
1200
Trinity Industries
TRN
$2.57B
| $4.04M | 0.01% |
247,489
+80,173
| +48% | +$1.18M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.