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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
1151
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$4.5M 0.02%
352,181
-46,205
-12% -$582K
IHD
1152
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$4.5M 0.02%
352,092
-50,891
-13% -$656K
LNT icon
1153
Alliant Energy
LNT
$18.1B
$4.46M 0.02%
180,046
-275,680
-60% -$7.05M
WPZ
1154
DELISTED
Williams Partners L.P.
WPZ
$4.46M 0.02%
97,911
+34,147
+54% +$1.51M
NPI
1155
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$4.45M 0.02%
348,053
-47,690
-12% -$595K
GGB icon
1156
Gerdau
GGB
$10B
$4.43M 0.02%
747,461
-7,845
-1% -$42.3K
IBN icon
1157
ICICI Bank
IBN
$109B
$4.42M 0.02%
796,939
+51,034
+7% +$300K
EPC icon
1158
Edgewell Personal Care
EPC
$1.36B
$4.41M 0.02%
65,220
+21,078
+48% +$1.56M
WBK
1159
DELISTED
Westpac Banking Corporation
WBK
$4.41M 0.02%
143,703
+26,348
+22% +$751K
NVG icon
1160
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$4.4M 0.02%
346,774
+14,919
+4% +$186K
PBA icon
1161
Pembina Pipeline
PBA
$27.7B
$4.39M 0.02%
132,499
+25,033
+23% +$786K
SLV icon
1162
iShares Silver Trust
SLV
$30B
$4.32M 0.02%
206,822
+2,189
+1% +$45.2K
EOI
1163
Eaton Vance Enhanced Equity Income Fund
EOI
$823M
$4.3M 0.02%
356,975
+34,332
+11% +$415K
TU icon
1164
Telus
TU
$15B
$4.3M 0.02%
259,488
+243,488
+1,522% +$3.8M
MITT
1165
TPG Mortgage Investment Trust
MITT
$223M
$4.29M 0.02%
85,972
+12,811
+18% +$669K
BXMX
1166
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$4.28M 0.02%
354,580
+3,620
+1% +$45.1K
MMLP icon
1167
Martin Midstream Partners
MMLP
$92.7M
$4.28M 0.02%
91,083
-4,228
-4% -$191K
DPO
1168
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$4.27M 0.02%
362,720
+35,115
+11% +$429K
SEMG
1169
DELISTED
SEMGROUP CORPORATION
SEMG
$4.26M 0.02%
+74,729
New +$4.14M
MCA
1170
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.26M 0.02%
307,240
-11,131
-3% -$152K
WR
1171
DELISTED
Westar Energy Inc
WR
$4.26M 0.02%
138,976
-11,106
-7% -$355K
HAIN icon
1172
Hain Celestial
HAIN
$48.1M
$4.25M 0.02%
110,068
+73,198
+199% +$2.76M
POT
1173
DELISTED
Potash Corp Of Saskatchewan
POT
$4.25M 0.02%
135,749
+107,783
+385% +$3.57M
AGU
1174
CALL
DELISTED
Agrium
AGU
$4.25M 0.02%
+50,000
New +$4.38M
NNJ
1175
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$4.24M 0.02%
315,429
-30,541
-9% -$410K
45 46
47
48 49

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.