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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATML
1026
DELISTED
ATMEL CORP
ATML
| $5.82M | 0.02% |
782,156
+78,347
| +11% | +$596K |
|
|
JDD
1027
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
| $5.82M | 0.02% |
520,087
+6,170
| +1% | +$71K |
|
1028
Liberty Media Series A
FWONA
$22.4B
| $5.81M | 0.02% |
222,311
+38,756
| +21% | +$973K |
|
|
WBA
1029
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $5.81M | 0.02% |
+106,500
| New | +$5.35M |
|
|
MGU
1030
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
| $5.79M | 0.02% |
267,413
+98,518
| +58% | +$2.08M |
|
|
TMQ
1031
Trilogy Metals
TMQ
$553M
| $5.78M | 0.02% |
3,059,376
+1,129,848
| +59% | +$2.19M |
|
|
WGL
1032
DELISTED
Wgl Holdings
WGL
| $5.78M | 0.02% |
135,379
+105,768
| +357% | +$4.6M |
|
1033
CEMIG Preferred Shares
CIG
$6.24B
| $5.71M | 0.02% |
1,695,867
+182,205
| +12% | +$618K |
|
1034
Natural Resource Partners
NRP
$1.28B
| $5.7M | 0.02% |
29,927
+1,223
| +4% | +$248K |
|
1035
Enphase Energy
ENPH
$5.2B
| $5.69M | 0.02% |
699,224
+358,805
| +105% | +$2.59M |
|
|
CMO
1036
DELISTED
Capstead Mortgage Corp.
CMO
| $5.67M | 0.02% |
482,157
-197,427
| -29% | -$2.34M |
|
1037
Celldex Therapeutics
CLDX
$2.96B
| $5.67M | 0.02% |
10,671
-2,177
| -17% | -$746K |
|
1038
SBA Communications
SBAC
$19B
| $5.65M | 0.02% |
70,190
+17,737
| +34% | +$1.34M |
|
1039
Church & Dwight Co
CHD
$23.7B
| $5.64M | 0.02% |
187,974
+40,860
| +28% | +$1.26M |
|
|
CIE
1040
CALL
DELISTED
Cobalt International Energy, Inc
CIE
| $5.62M | 0.02% |
+14,873
| New | +$6.02M |
|
1041
Pan American Silver
PAAS
$18.4B
| $5.62M | 0.02% |
532,881
-299,411
| -36% | -$3.64M |
|
1042
ArcBest
ARCB
$3.23B
| $5.6M | 0.02% |
218,270
+63,723
| +41% | +$1.53M |
|
1043
Broadcom
AVGO
$1.99T
| $5.6M | 0.02% |
1,297,640
+205,400
| +19% | +$789K |
|
|
STR
1044
DELISTED
QUESTAR CORP
STR
| $5.59M | 0.02% |
248,783
+154,641
| +164% | +$3.57M |
|
|
EV
1045
DELISTED
Eaton Vance Corp.
EV
| $5.59M | 0.02% |
143,943
-7,270
| -5% | -$289K |
|
1046
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
| $5.59M | 0.02% |
66,967
+6,687
| +11% | +$555K |
|
1047
PUT
Corning
GLW
$137B
| $5.58M | 0.02% |
+379,200
| New | +$5.61M |
|
1048
Magna International
MGA
$18.2B
| $5.57M | 0.02% |
134,906
+75,862
| +128% | +$2.97M |
|
|
NXZ
1049
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
| $5.52M | 0.02% |
425,630
-75,618
| -15% | -$971K |
|
|
CTR
1050
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $5.51M | 0.02% |
50,536
+19,032
| +60% | +$2.19M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.