Guggenheim Capital’s Capstead Mortgage Corp. CMO Stock Holding History

Guggenheim Capital’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-627,502	Closed	-$2.64M	–	1995
2020 Q1	$2.64M	Buy	+627,502	New	+$4.47M	0.03%	674
2019 Q4	–	Sell	-17,013	Closed	-$125K	–	2240
2019 Q3	$125K	Buy	+17,013	New	+$137K	﹤0.01%	2058
2018 Q4	–	Sell	-58,112	Closed	-$460K	–	2497
2018 Q3	$460K	Sell	58,112 -32,056	-36%	-$270K	﹤0.01%	2034
2018 Q2	$807K	Sell	90,168 -108,213	-55%	-$970K	0.01%	1718
2018 Q1	$1.72M	Sell	198,381 -42,625	-18%	-$369K	﹤0.01%	1755
2017 Q4	$2.08M	Sell	241,006 -29,428	-11%	-$270K	﹤0.01%	1642
2017 Q3	$2.61M	Buy	270,434 +5,991	+2%	+$58.9K	0.01%	1479
2017 Q2	$2.76M	Sell	264,443 -34,634	-12%	-$371K	0.01%	1393
2017 Q1	$3.15M	Buy	299,077 +18,701	+7%	+$197K	0.01%	1311
2016 Q4	$2.86M	Buy	280,376 +96,129	+52%	+$943K	0.01%	1407
2016 Q3	$1.74M	Buy	184,247 +7,515	+4%	+$74.8K	0.01%	1716
2016 Q2	$1.71M	Sell	176,732 -23,275	-12%	-$227K	0.01%	1667
2016 Q1	$1.98M	Buy	200,007 +4,487	+2%	+$41.7K	0.01%	1578
2015 Q4	$1.71M	Sell	195,520 -273,960	-58%	-$2.64M	0.01%	1729
2015 Q3	$4.64M	Buy	469,480 +171,507	+58%	+$1.86M	0.01%	1075
2015 Q2	$3.31M	Sell	297,973 -44,244	-13%	-$522K	0.01%	1386
2015 Q1	$4.03M	Sell	342,217 -56,594	-14%	-$681K	0.01%	1280
2014 Q4	$4.9M	Sell	398,811 -125,578	-24%	-$1.6M	0.01%	1135
2014 Q3	$6.42M	Sell	524,389 -437,631	-45%	-$5.71M	0.02%	1086
2014 Q2	$12.7M	Sell	962,020 -102,006	-10%	-$1.32M	0.03%	785
2014 Q1	$13.5M	Buy	1,064,026 +301,857	+40%	+$3.81M	0.04%	760
2013 Q4	$9.21M	Buy	762,169 +280,012	+58%	+$3.34M	0.03%	849
2013 Q3	$5.67M	Sell	482,157 -197,427	-29%	-$2.34M	0.02%	1037
2013 Q2	$8.22M	Buy	+679,584	New	+$8.6M	0.03%	855

Other funds holding CMO

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $627M AUM 43.41% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Guggenheim Capital's CMO Position: Q2 2020 in Review

Guggenheim Capital sold out of Capstead Mortgage Corp. (CMO) in Q2 2020, closing a stake of 627,502 shares — an estimated $2.64M sold.

Guggenheim Capital first reported a position in CMO in Q2 2013 and held it in 24 quarters. The position peaked at $13.5M in Q1 2014. 153 funds tracked by Wall St. Rank hold CMO as of Q2 2020.

Guggenheim Capital reported no remaining Capstead Mortgage Corp. position as of Q2 2020 after selling out during the quarter.
Guggenheim Capital sold 627,502 Capstead Mortgage Corp. shares in Q2 2020, an estimated $2.64M.
Guggenheim Capital first reported a position in Capstead Mortgage Corp. in Q2 2013 and held it in 24 quarters.
Guggenheim Capital's Capstead Mortgage Corp. position peaked at $13.5M in Q1 2014.
153 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q2 2020.

Based on Guggenheim Capital's 13F filing for Q2 2020, filed 14 Aug 2020.