We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGI
976
Virtus Global Multi-Sector Income Fund
VGI
$82.2M
$6.46M 0.02%
380,293
+11,248
+3% +$192K
SIX
977
DELISTED
Six Flags Entertainment Corp.
SIX
$6.46M 0.02%
191,050
-83,429
-30% -$2.95M
QGENF
978
DELISTED
QIAGEN NV
QGENF
$6.45M 0.02%
301,464
+102,117
+51% +$2.19M
PRAA icon
979
PRA Group
PRAA
$672M
$6.44M 0.02%
107,500
+79,084
+278% +$4.24M
SKM icon
980
SK Telecom
SKM
$13.4B
$6.44M 0.02%
172,328
+64
+0% +$2.27K
BBEP
981
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$6.42M 0.02%
349,927
+88,061
+34% +$1.57M
KTF
982
DWS Municipal Income Trust
KTF
$350M
$6.41M 0.02%
518,510
-88,144
-15% -$1.07M
FSD
983
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$6.41M 0.02%
365,373
-266,824
-42% -$4.63M
BSJH
984
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$6.41M 0.02%
240,133
+124,161
+107% +$3.3M
NPM
985
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$6.4M 0.02%
490,623
+26,073
+6% +$331K
BSJI
986
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$6.39M 0.02%
240,774
+123,898
+106% +$3.27M
IDCC icon
987
InterDigital
IDCC
$8.34B
$6.36M 0.02%
170,411
+5,255
+3% +$198K
EXG icon
988
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$6.34M 0.02%
675,435
-42,398
-6% -$404K
SCD
989
LMP Capital and Income Fund
SCD
$358M
$6.33M 0.02%
426,009
-62,684
-13% -$943K
RDS.A
990
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.33M 0.02%
96,351
-128,276
-57% -$8.39M
TECH icon
991
Bio-Techne
TECH
$11.2B
$6.31M 0.02%
315,316
+245,028
+349% +$4.65M
CDNS icon
992
Cadence Design Systems
CDNS
$93.8B
$6.3M 0.02%
466,411
-506,326
-52% -$7.27M
EXP icon
993
Eagle Materials
EXP
$6.63B
$6.26M 0.02%
86,240
-2,107
-2% -$143K
RGLD icon
994
Royal Gold
RGLD
$17.5B
$6.25M 0.02%
128,533
-12,180
-9% -$632K
KT icon
995
KT
KT
$8.79B
$6.24M 0.02%
372,095
+208,183
+127% +$3.35M
ONXX
996
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$6.24M 0.02%
+50,000
New +$6.33M
MXIM
997
DELISTED
Maxim Integrated Products
MXIM
$6.2M 0.02%
207,921
-7,336
-3% -$209K
FLTX
998
CALL
DELISTED
Fleetmatics Group PLC
FLTX
$6.18M 0.02%
+162,000
New +$6.51M
CIM
999
Chimera Investment
CIM
$1.06B
$6.17M 0.02%
135,408
-94,028
-41% -$4.18M
TEI
1000
Templeton Emerging Markets Income Fund
TEI
$316M
$6.17M 0.02%
432,380
+391,005
+945% +$5.56M
38 39
40
41 42

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.