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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
926
The GEO Group
GEO
$4.2B
$8M 0.02%
372,150
-116,348
-24% -$2.52M
ULQ
927
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$7.98M 0.02%
207,902
+99,502
+92% +$3.82M
IDTI
928
DELISTED
Integrated Device Technology I
IDTI
$7.93M 0.02%
648,398
+624,131
+2,572% +$7.07M
IGD
929
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
$7.91M 0.02%
859,579
-53,488
-6% -$478K
HNW
930
DELISTED
Pioneer Diversified High Income Fund
HNW
$7.9M 0.02%
390,856
-18,500
-5% -$378K
AVK
931
Advent Convertible and Income Fund
AVK
$561M
$7.82M 0.02%
432,317
-44,030
-9% -$800K
BOE icon
932
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$7.81M 0.02%
533,913
+54,154
+11% +$800K
NPT
933
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.73M 0.02%
623,005
-76,845
-11% -$946K
LNT icon
934
Alliant Energy
LNT
$18.2B
$7.72M 0.02%
271,990
+88,790
+48% +$2.35M
SPY icon
935
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$7.72M 0.02%
41,300
-488,700
-92% -$89.7M
ALNY icon
936
Alnylam Pharmaceuticals
ALNY
$30.6B
$7.68M 0.02%
114,457
+13,710
+14% +$1.06M
BAC.PRL icon
937
Bank of America Series L
BAC.PRL
$3.99B
$7.64M 0.02%
+6,677
New +$7.54M
CTR
938
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.59M 0.02%
70,559
+2,981
+4% +$323K
VEON icon
939
VEON
VEON
$3.78B
$7.57M 0.02%
33,530
-38,988
-54% -$10M
LNG icon
940
Cheniere Energy
LNG
$53.4B
$7.56M 0.02%
136,567
+60,209
+79% +$2.89M
ENIA
941
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$7.56M 0.02%
902,564
+89,774
+11% +$691K
OPK icon
942
Opko Health
OPK
$1.01B
$7.55M 0.02%
810,063
+128,200
+19% +$1.12M
HRI icon
943
Herc Holdings
HRI
$5.64B
$7.54M 0.02%
94,309
-26,807
-22% -$2.16M
CHT icon
944
Chunghwa Telecom
CHT
$32.6B
$7.53M 0.02%
245,447
-22,313
-8% -$673K
NVO
945
Novo Nordisk
NVO
$197B
$7.53M 0.02%
329,832
+176,562
+115% +$3.76M
MFIC icon
946
MidCap Financial Investment
MFIC
$781M
$7.51M 0.02%
301,214
+177,337
+143% +$4.58M
NXPI icon
947
NXP Semiconductors
NXPI
$58.3B
$7.5M 0.02%
127,431
+36,530
+40% +$1.91M
VMW
948
DELISTED
VMware, Inc
VMW
$7.47M 0.02%
69,120
+24,477
+55% +$2.4M
CPHD
949
DELISTED
Cepheid Inc
CPHD
$7.45M 0.02%
144,462
+31,756
+28% +$1.61M
AVT icon
950
Avnet
AVT
$7.97B
$7.43M 0.02%
159,679
+58,872
+58% +$2.52M
36 37
38
39 40

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.