GC
HNW

Guggenheim Capital’s Pioneer Diversified High Income Fund HNW Stock Holding History

Guggenheim Capital’s Portfolio HNW Stock Details HNW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-34,817
Closed -$352K – 1870
2023
Q2 		$352K Sell
34,817
-22,797
-40% -$228K ﹤0.01% 1612
2023
Q1 		$583K Sell
57,614
-34,332
-37% -$360K ﹤0.01% 1430
2022
Q4 		$927K Sell
91,946
-36,665
-29% -$374K 0.01% 1197
2022
Q3 		$1.33M Sell
128,611
-5,868
-4% -$65.9K 0.01% 1009
2022
Q2 		$1.46M Buy
134,479
+3,603
+3% +$43K 0.01% 1042
2022
Q1 		$1.68M Buy
130,876
+10,229
+8% +$142K 0.01% 1099
2021
Q4 		$1.85M Buy
120,647
+38,790
+47% +$606K 0.01% 1095
2021
Q3 		$1.27M Buy
81,857
+31,294
+62% +$483K 0.01% 1294
2021
Q2 		$768K Buy
50,563
+10,513
+26% +$158K ﹤0.01% 1630
2021
Q1 		$586K Buy
40,050
+1,604
+4% +$23.4K ﹤0.01% 1647
2020
Q4 		$559K Sell
38,446
-1,158
-3% -$15.9K ﹤0.01% 1591
2020
Q3 		$535K Sell
39,604
-12,932
-25% -$167K ﹤0.01% 1419
2020
Q2 		$631K Sell
52,536
-4,958
-9% -$56K ﹤0.01% 1375
2020
Q1 		$603K Sell
57,494
-13,655
-19% -$191K 0.01% 1307
2019
Q4 		$1.06M Buy
71,149
+8,809
+14% +$129K 0.01% 1309
2019
Q3 		$904K Sell
62,340
-1,240
-2% -$17.8K 0.01% 1369
2019
Q2 		$909K Buy
63,580
+3,725
+6% +$53.3K 0.01% 1392
2019
Q1 		$852K Buy
59,855
+10,224
+21% +$141K 0.01% 1456
2018
Q4 		$646K Buy
49,631
+1,720
+4% +$23.7K 0.01% 1561
2018
Q3 		$701K Sell
47,911
-2,898
-6% -$42.2K ﹤0.01% 1799
2018
Q2 		$741K Sell
50,809
-31,739
-38% -$470K ﹤0.01% 1753
2018
Q1 		$1.25M Sell
82,548
-16,199
-16% -$248K ﹤0.01% 1958
2017
Q4 		$1.55M Sell
98,747
-1,769
-2% -$28.2K ﹤0.01% 1839
2017
Q3 		$1.67M Sell
100,516
-7,009
-7% -$115K ﹤0.01% 1791
2017
Q2 		$1.76M Sell
107,525
-8,864
-8% -$147K ﹤0.01% 1719
2017
Q1 		$1.88M Sell
116,389
-18,457
-14% -$298K 0.01% 1708
2016
Q4 		$2.16M Buy
134,846
+5,318
+4% +$84.6K 0.01% 1621
2016
Q3 		$2.11M Buy
129,528
+15,427
+14% +$251K 0.01% 1587
2016
Q2 		$1.79M Sell
114,101
-7,003
-6% -$109K 0.01% 1635
2016
Q1 		$1.86M Sell
121,104
-8,729
-7% -$126K 0.01% 1624
2015
Q4 		$1.89M Sell
129,833
-28,102
-18% -$409K 0.01% 1650
2015
Q3 		$2.33M Sell
157,935
-34,323
-18% -$533K 0.01% 1485
2015
Q2 		$3.14M Sell
192,258
-42,122
-18% -$727K 0.01% 1423
2015
Q1 		$4.09M Sell
234,380
-70,896
-23% -$1.23M 0.01% 1271
2014
Q4 		$5.42M Sell
305,276
-43,724
-13% -$828K 0.01% 1080
2014
Q3 		$6.91M Sell
349,000
-11,740
-3% -$244K 0.02% 1052
2014
Q2 		$7.63M Sell
360,740
-30,116
-8% -$626K 0.02% 986
2014
Q1 		$7.9M Sell
390,856
-18,500
-5% -$378K 0.02% 931
2013
Q4 		$8.4M Sell
409,356
-23,987
-6% -$499K 0.03% 881
2013
Q3 		$9.11M Buy
433,343
+981
+0.2% +$19.6K 0.03% 873
2013
Q2 		$8.8M Buy
+432,362
New +$9.33M 0.04% 832

Other funds holding HNW

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
SCM
Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return

Guggenheim Capital's HNW Position: Q3 2023 in Review

Guggenheim Capital sold out of Pioneer Diversified High Income Fund (HNW) in Q3 2023, closing a stake of 34,817 shares — an estimated $352K sold.

Guggenheim Capital first reported a position in HNW in Q2 2013 and held it in 41 quarters. The position peaked at $9.11M in Q3 2013. 30 funds tracked by Wall St. Rank hold HNW as of Q3 2023.

  • Guggenheim Capital reported no remaining Pioneer Diversified High Income Fund position as of Q3 2023 after selling out during the quarter.
  • Guggenheim Capital sold 34,817 Pioneer Diversified High Income Fund shares in Q3 2023, an estimated $352K.
  • Guggenheim Capital first reported a position in Pioneer Diversified High Income Fund in Q2 2013 and held it in 41 quarters.
  • Guggenheim Capital's Pioneer Diversified High Income Fund position peaked at $9.11M in Q3 2013.
  • 30 funds tracked by Wall St. Rank held Pioneer Diversified High Income Fund as of Q3 2023.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.