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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AWP
901
abrdn Global Premier Properties Fund
AWP
$369M
| $8.33M | 0.03% |
385,255
-25,857
| -6% | -$562K |
|
|
NMO
902
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
| $8.31M | 0.03% |
678,067
-29,368
| -4% | -$355K |
|
|
JASO
903
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $8.3M | 0.03% |
815,756
+372,093
| +84% | +$3.15M |
|
|
CBST
904
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
| $8.29M | 0.03% |
130,542
+91,511
| +234% | +$5.53M |
|
|
FAM
905
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $8.26M | 0.03% |
567,558
-48,553
| -8% | -$707K |
|
|
MDVN
906
DELISTED
MEDIVATION, INC.
MDVN
| $8.25M | 0.03% |
275,360
+17,030
| +7% | +$486K |
|
|
SOL
907
DELISTED
Emeren Group
SOL
| $8.22M | 0.03% |
329,599
+85,922
| +35% | +$1.76M |
|
908
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
| $8.12M | 0.03% |
464,885
-302,212
| -39% | -$5.36M |
|
909
Advance Auto Parts
AAP
$3.55B
| $8.12M | 0.03% |
98,157
+49,459
| +102% | +$4.04M |
|
910
Banco Bilbao Vizcaya Argentaria
BBVA
$155B
| $8.03M | 0.03% |
755,674
+719,126
| +1,968% | +$6.63M |
|
|
NIE
911
Virtus Equity & Convertible Income Fund
NIE
$731M
| $8.03M | 0.03% |
432,229
+1,142
| +0.3% | +$21.3K |
|
|
JKS
912
JinkoSolar
JKS
$837M
| $7.99M | 0.03% |
354,100
+107,752
| +44% | +$1.6M |
|
|
YOKU
913
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
| $7.93M | 0.03% |
289,323
+16,171
| +6% | +$371K |
|
|
HQCL
914
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
| $7.91M | 0.03% |
177,759
+63,989
| +56% | +$2.11M |
|
915
NewMarket
NEU
$8.18B
| $7.9M | 0.03% |
27,438
-604
| -2% | -$168K |
|
|
MFA
916
MFA Financial
MFA
$924M
| $7.84M | 0.03% |
262,977
-20,056
| -7% | -$615K |
|
917
Vanguard S&P 500 ETF
VOO
$1.01T
| $7.84M | 0.03% |
50,893
| – | – |
|
918
Trimble
TRMB
$13.9B
| $7.82M | 0.03% |
263,296
-947
| -0.4% | -$25.9K |
|
|
SGEN
919
DELISTED
Seagen Inc. Common Stock
SGEN
| $7.8M | 0.03% |
177,927
+28,307
| +19% | +$1.18M |
|
|
ARR
920
Armour Residential REIT
ARR
$2.33B
| $7.71M | 0.03% |
45,901
+44,379
| +2,916% | +$7.61M |
|
|
AL
921
DELISTED
Air Lease Corp
AL
| $7.7M | 0.03% |
278,362
+167,722
| +152% | +$4.59M |
|
922
Trustmark
TRMK
$2.82B
| $7.68M | 0.03% |
300,043
+149,985
| +100% | +$3.92M |
|
|
BCF
923
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
| $7.64M | 0.03% |
850,826
-57,213
| -6% | -$516K |
|
|
WDR
924
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $7.63M | 0.03% |
148,241
-3,216
| -2% | -$160K |
|
|
ORAN
925
DELISTED
Orange
ORAN
| $7.62M | 0.03% |
609,135
+364,209
| +149% | +$3.81M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.