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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Canadian Solar
CSIQ
$1.11B
| $9.75M | 0.04% |
573,844
+188,215
| +49% | +$2.52M |
|
852
Sabesp
SBS
$19.1B
| $9.74M | 0.04% |
5,040,960
-25,292
| -0.5% | -$47.5K |
|
853
Novartis
NVS
$291B
| $9.7M | 0.03% |
141,077
+16,172
| +13% | +$1.07M |
|
854
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
| $9.69M | 0.03% |
202,150
| – | – |
|
|
SCTY
855
DELISTED
SolarCity Corporation
SCTY
| $9.64M | 0.03% |
278,722
+149,790
| +116% | +$5.62M |
|
|
AVK
856
Advent Convertible and Income Fund
AVK
$562M
| $9.61M | 0.03% |
561,028
-59,729
| -10% | -$1.01M |
|
|
OVTI
857
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
| $9.57M | 0.03% |
625,405
+151,860
| +32% | +$2.52M |
|
858
SPDR Gold Trust
GLD
$132B
| $9.57M | 0.03% |
74,547
-5,583
| -7% | -$717K |
|
|
FIF
859
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
| $9.49M | 0.03% |
440,786
+43,125
| +11% | +$989K |
|
860
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
| $9.45M | 0.03% |
609,047
-113,223
| -16% | -$1.84M |
|
861
MGM Resorts International
MGM
$11.7B
| $9.44M | 0.03% |
462,049
+63,261
| +16% | +$1.1M |
|
|
PGH
862
DELISTED
Pengrowth Energy Corporation
PGH
| $9.42M | 0.03% |
1,591,373
-920,858
| -37% | -$5.17M |
|
|
HTD
863
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$910M
| $9.3M | 0.03% |
534,401
-18,831
| -3% | -$341K |
|
864
Euronet Worldwide
EEFT
$2.93B
| $9.29M | 0.03% |
233,547
-26,475
| -10% | -$956K |
|
|
GDO
865
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.6M
| $9.27M | 0.03% |
521,110
-76,235
| -13% | -$1.35M |
|
|
LXK
866
DELISTED
Lexmark Intl Inc
LXK
| $9.27M | 0.03% |
280,937
-266,017
| -49% | -$9.43M |
|
867
Service Corp International
SCI
$11.7B
| $9.27M | 0.03% |
497,545
+32,454
| +7% | +$604K |
|
868
Sanofi
SNY
$102B
| $9.21M | 0.03% |
182,001
+93,524
| +106% | +$4.76M |
|
869
HCA Healthcare
HCA
$86.8B
| $9.19M | 0.03% |
215,002
+96,791
| +82% | +$3.78M |
|
|
ERC
870
Allspring Multi-Sector Income Fund
ERC
$256M
| $9.19M | 0.03% |
649,560
-325,894
| -33% | -$4.62M |
|
|
PKO
871
DELISTED
Pimco Income Opportunity Fund
PKO
| $9.11M | 0.03% |
331,438
+158,175
| +91% | +$4.31M |
|
|
HNW
872
DELISTED
Pioneer Diversified High Income Fund
HNW
| $9.11M | 0.03% |
433,343
+981
| +0.2% | +$19.6K |
|
873
iShares Russell 1000 Value ETF
IWD
$83.4B
| $9M | 0.03% |
104,450
-36,050
| -26% | -$3.13M |
|
|
JCP
874
DELISTED
J.C. Penney Company, Inc.
JCP
| $8.97M | 0.03% |
1,016,948
+322,625
| +46% | +$4.6M |
|
875
CoreCivic
CXW
$2.98B
| $8.93M | 0.03% |
258,484
-9,479
| -4% | -$318K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.