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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SID icon
801
Companhia Siderúrgica Nacional
SID
$1.24B
$10.9M 0.04%
2,560,544
+2,000,793
+357% +$6.84M
TEVA icon
802
Teva Pharmaceuticals
TEVA
$40.1B
$10.9M 0.04%
288,956
+13,841
+5% +$540K
CSR
803
Centerspace
CSR
$917M
$10.9M 0.04%
132,255
+17,566
+15% +$1.5M
VMI icon
804
Valmont Industries
VMI
$9.72B
$10.9M 0.04%
78,461
+3,774
+5% +$539K
GA
805
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$10.9M 0.04%
1,191,614
+377,294
+46% +$3.09M
IBOC icon
806
International Bancshares
IBOC
$4.74B
$10.8M 0.04%
500,516
+44,031
+10% +$1.03M
AGG icon
807
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.8M 0.04%
100,969
-64,941
-39% -$6.92M
COO icon
808
Cooper Companies
COO
$14.6B
$10.8M 0.04%
332,920
-4,996
-1% -$161K
CVLT icon
809
Commault Systems
CVLT
$5.47B
$10.8M 0.04%
122,629
+951
+0.8% +$79.7K
NDSN icon
810
Nordson
NDSN
$17.3B
$10.8M 0.04%
146,190
+702
+0.5% +$50.5K
AZZ icon
811
AZZ Inc
AZZ
$4.59B
$10.8M 0.04%
257,065
+237,745
+1,231% +$9.17M
RCI icon
812
Rogers Communications
RCI
$18.3B
$10.8M 0.04%
250,166
+80,857
+48% +$3.29M
EXR icon
813
Extra Space Storage
EXR
$31.7B
$10.7M 0.04%
234,760
-16,205
-6% -$702K
VYX icon
814
NCR Voyix
VYX
$1.22B
$10.7M 0.04%
441,864
+14,885
+3% +$333K
NSU
815
DELISTED
Nevsun Resources Ltd.
NSU
$10.7M 0.04%
+3,383,802
New +$11M
NPT
816
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$10.7M 0.04%
895,141
-64,773
-7% -$762K
CHI
817
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$10.6M 0.04%
841,176
-445,285
-35% -$5.62M
HBI
818
DELISTED
Hanesbrands
HBI
$10.6M 0.04%
680,192
+11,008
+2% +$164K
IAG icon
819
IAMGOLD
IAG
$8.55B
$10.5M 0.04%
2,216,040
+139,668
+7% +$733K
VALE icon
820
Vale
VALE
$63.1B
$10.5M 0.04%
672,889
-39,028
-5% -$577K
SEM
821
DELISTED
Select Medical
SEM
$10.5M 0.04%
+2,415,293
New +$11M
MMT
822
Aberdeen Multi-Market Income Fund
MMT
$240M
$10.5M 0.04%
1,587,202
-218,998
-12% -$1.42M
EVF
823
Eaton Vance Senior Income Trust
EVF
$90.7M
$10.5M 0.04%
1,491,313
+92,914
+7% +$670K
CNQR
824
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$10.5M 0.04%
94,803
+850
+0.9% +$82.8K
CRL icon
825
Charles River Laboratories
CRL
$11.3B
$10.4M 0.04%
225,717
+26,989
+14% +$1.24M
31 32
33
34 35

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.