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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.8B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
WaFd
WAFD
$2.76B
| $11.7M | 0.04% |
504,163
-272,622
| -35% | -$6.19M |
|
|
ROYT
777
DELISTED
PACIFIC COAST OIL TRUST
ROYT
| $11.7M | 0.04% |
+919,725
| New | +$13.2M |
|
778
Brunswick
BC
$5.16B
| $11.6M | 0.04% |
251,858
+160,987
| +177% | +$7.16M |
|
|
FTF
779
Franklin Limited Duration Income Trust
FTF
$231M
| $11.6M | 0.04% |
891,688
-179,264
| -17% | -$2.32M |
|
780
Eagle Materials
EXP
$6.59B
| $11.6M | 0.04% |
149,586
+63,346
| +73% | +$4.77M |
|
781
AGNC Investment
AGNC
$12.6B
| $11.6M | 0.04% |
600,340
-441,257
| -42% | -$9.39M |
|
|
GPOR
782
DELISTED
Gulfport Energy Corp.
GPOR
| $11.6M | 0.04% |
183,318
+106,364
| +138% | +$6.44M |
|
783
Teva Pharmaceuticals
TEVA
$40.2B
| $11.4M | 0.03% |
284,826
-4,130
| -1% | -$163K |
|
|
JASO
784
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $11.4M | 0.03% |
1,242,330
+426,574
| +52% | +$4.29M |
|
|
KMP
785
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $11.4M | 0.03% |
141,014
+17,350
| +14% | +$1.4M |
|
|
AL
786
DELISTED
Air Lease Corp
AL
| $11.3M | 0.03% |
364,657
+86,295
| +31% | +$2.63M |
|
787
Essential Utilities
WTRG
$11B
| $11.3M | 0.03% |
481,125
-16,925
| -3% | -$413K |
|
788
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
| $11.3M | 0.03% |
239,448
+26,472
| +12% | +$1.28M |
|
789
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
| $11.3M | 0.03% |
221,650
+19,500
| +10% | +$948K |
|
|
FLC
790
Flaherty & Crumrine Total Return Fund
FLC
$176M
| $11.2M | 0.03% |
604,237
-8,720
| -1% | -$158K |
|
|
MDC
791
DELISTED
M.D.C. Holdings, Inc.
MDC
| $11.2M | 0.03% |
482,053
-336,458
| -41% | -$7.13M |
|
792
BlackRock Enhanced Captial and Income Fund
CII
$1B
| $11.1M | 0.03% |
814,022
+50,010
| +7% | +$673K |
|
|
SBNY
793
DELISTED
Signature Bank
SBNY
| $11.1M | 0.03% |
102,989
+6,218
| +6% | +$636K |
|
|
UMPQ
794
DELISTED
Umpqua Holdings Corp
UMPQ
| $11.1M | 0.03% |
577,503
+296,112
| +105% | +$5.18M |
|
795
Sibanye-Stillwater
SBSW
$6.33B
| $11M | 0.03% |
2,435,023
+2,420,354
| +16,500% | +$11.8M |
|
796
Sabesp
SBS
$19.1B
| $11M | 0.03% |
4,997,604
-43,356
| -0.9% | -$89.3K |
|
797
BioMarin Pharmaceuticals
BMRN
$11.6B
| $10.9M | 0.03% |
155,794
-3,778
| -2% | -$257K |
|
|
MTGE
798
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $10.9M | 0.03% |
626,687
+35,349
| +6% | +$679K |
|
799
BlackRock Resources & Commodities Strategy Trust
BCX
$904M
| $10.9M | 0.03% |
943,338
-57,891
| -6% | -$669K |
|
800
Cboe Global Markets
CBOE
$31.1B
| $10.9M | 0.03% |
+209,628
| New | +$10.6M |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.