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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Affiliated Managers Group
AMG
$10.1B
| $11.5M | 0.04% |
63,105
+397
| +0.6% | +$70.5K |
|
777
BioMarin Pharmaceuticals
BMRN
$11.7B
| $11.5M | 0.04% |
159,572
-30,022
| -16% | -$2M |
|
778
Timken Company
TKR
$9.18B
| $11.5M | 0.04% |
265,975
-5,278
| -2% | -$226K |
|
|
SPWR
779
DELISTED
SunPower Corporation Common Stock
SPWR
| $11.4M | 0.04% |
666,729
+221,747
| +50% | +$3.46M |
|
|
BSL
780
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
| $11.4M | 0.04% |
595,839
-39,152
| -6% | -$764K |
|
781
Petrobras
PBR
$121B
| $11.4M | 0.04% |
732,886
-93,733
| -11% | -$1.34M |
|
|
WPZ
782
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $11.3M | 0.04% |
227,522
+29,484
| +15% | +$1.41M |
|
783
Corpay
CPAY
$25.9B
| $11.3M | 0.04% |
102,855
+20,041
| +24% | +$1.96M |
|
|
EXD
784
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $11.3M | 0.04% |
752,822
-178,223
| -19% | -$2.65M |
|
|
HCF
785
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
| $11.3M | 0.04% |
1,475,145
-176,920
| -11% | -$1.35M |
|
786
Lennox International
LII
$15.4B
| $11.2M | 0.04% |
149,341
+3,992
| +3% | +$282K |
|
787
Vishay Precision Group
VPG
$1.34B
| $11.2M | 0.04% |
772,387
+284,669
| +58% | +$4.4M |
|
|
SNP
788
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
| $11.2M | 0.04% |
143,529
+5,553
| +4% | +$415K |
|
|
FFC
789
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
| $11.2M | 0.04% |
623,044
+422,578
| +211% | +$7.72M |
|
|
ELN
790
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
| $11.2M | 0.04% |
717,129
-82,365
| -10% | -$1.24M |
|
|
FLC
791
Flaherty & Crumrine Total Return Fund
FLC
$176M
| $11.2M | 0.04% |
612,957
-25,909
| -4% | -$486K |
|
792
Wabtec
WAB
$50.5B
| $11.2M | 0.04% |
177,492
-146,666
| -45% | -$8.61M |
|
|
NSR
793
DELISTED
Neustar Inc
NSR
| $11.2M | 0.04% |
225,347
+3,194
| +1% | +$166K |
|
794
Packaging Corp of America
PKG
$22.8B
| $11.1M | 0.04% |
194,680
-74,711
| -28% | -$4.04M |
|
795
Lincoln Electric
LECO
$15.1B
| $11.1M | 0.04% |
166,456
-14,524
| -8% | -$911K |
|
796
Tractor Supply
TSCO
$17.4B
| $11.1M | 0.04% |
824,875
+11,425
| +1% | +$141K |
|
797
BlackRock Energy and Resources Trust
BGR
$411M
| $11.1M | 0.04% |
429,025
+29,160
| +7% | +$750K |
|
798
Lear
LEA
$6.21B
| $11.1M | 0.04% |
154,564
-49,369
| -24% | -$3.4M |
|
|
SYMM
799
DELISTED
SYMMETRICOM INC
SYMM
| $11M | 0.04% |
2,291,849
-122,884
| -5% | -$597K |
|
|
YGE
800
DELISTED
Yingli Green Energy Holding Comp
YGE
| $11M | 0.04% |
158,298
+17,707
| +13% | +$794K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.