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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$18.3M
Cap. Flow
-$277M
Cap. Flow %
-2.25%
Top 10 Hldgs %
11.78%
Holding
2,232
New
70
Increased
794
Reduced
1,229
Closed
133

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$33.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$31.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$31M
4
IRM icon
Iron Mountain
IRM
+$9.18M
5
INXN
Interxion Holding N.V.
INXN
+$7.36M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$86.5M
2
TAN icon
Invesco Solar ETF
TAN
+$17.6M
3
CRAY
Cray, Inc.
CRAY
+$10.8M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$10.3M
5
AAPL icon
Apple
AAPL
+$9.21M

Sector Composition

Rank Sector Weight
1 Technology 14.17%
2 Financials 10.74%
3 Healthcare 10.43%
4 Consumer Discretionary 8.1%
5 Industrials 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTH icon
651
Hilltop Holdings
HTH
$2.27B
$4.63M 0.04%
217,500
+7,672
+4% +$155K
HOG icon
652
Harley-Davidson
HOG
$2.65B
$4.61M 0.04%
128,711
-4,876
-4% -$177K
RDS.A
653
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.61M 0.04%
70,868
-8,815
-11% -$564K
NAD icon
654
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$4.6M 0.04%
328,671
-27,953
-8% -$382K
CEN
655
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$4.59M 0.04%
58,439
-11,354
-16% -$935K
NTRS icon
656
Northern Trust
NTRS
$33.1B
$4.58M 0.04%
50,886
+4,129
+9% +$380K
FLTR icon
657
VanEck IG Floating Rate ETF
FLTR
$2.97B
$4.57M 0.04%
181,259
+27,464
+18% +$692K
CXT icon
658
Crane NXT
CXT
$3.04B
$4.55M 0.04%
157,179
-9,406
-6% -$274K
IONS icon
659
Ionis Pharmaceuticals
IONS
$8.85B
$4.55M 0.04%
70,809
-1,937
-3% -$137K
MYD
660
DELISTED
BlackRock MuniYield Fund
MYD
$4.54M 0.04%
315,973
+65,021
+26% +$926K
AVT icon
661
Avnet
AVT
$7.29B
$4.52M 0.04%
99,778
-14,425
-13% -$645K
PLXS icon
662
Plexus
PLXS
$6.74B
$4.49M 0.04%
76,866
-3,663
-5% -$211K
XRX icon
663
Xerox
XRX
$423M
$4.46M 0.04%
125,784
-13,098
-9% -$437K
NFG icon
664
National Fuel Gas
NFG
$7.92B
$4.43M 0.04%
84,047
-5,904
-7% -$336K
UDR icon
665
UDR
UDR
$12.4B
$4.43M 0.04%
98,633
+4,709
+5% +$212K
CNC icon
666
Centene
CNC
$31.1B
$4.41M 0.04%
84,147
-22,914
-21% -$1.24M
TTP
667
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$4.41M 0.04%
76,690
-4,323
-5% -$256K
FCPT icon
668
Four Corners Property Trust
FCPT
$2.79B
$4.41M 0.04%
161,147
-15,183
-9% -$434K
CF icon
669
CF Industries
CF
$18.5B
$4.4M 0.04%
94,141
-7,402
-7% -$321K
COF icon
670
Capital One
COF
$132B
$4.39M 0.04%
48,419
+7,577
+19% +$678K
AA icon
671
Alcoa
AA
$11.7B
$4.38M 0.04%
187,154
-202,540
-52% -$5.05M
ZBRA icon
672
Zebra Technologies
ZBRA
$13.9B
$4.38M 0.04%
20,894
-600
-3% -$121K
NXJ
673
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$4.36M 0.04%
308,878
-63,387
-17% -$883K
BCV
674
Bancroft Fund
BCV
$135M
$4.35M 0.04%
194,198
+14,676
+8% +$316K
NML
675
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
$4.35M 0.04%
578,911
-86,624
-13% -$670K
25 26
27
28 29

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q2 2019 Portfolio in Review

As of Q2 2019, Guggenheim Capital held 2,232 positions worth $12.3B, up 0.15% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q2 2019 filing shows 70 new, 794 increased, 1,229 reduced and 133 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $86.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q2 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M.
  • Guggenheim Capital added most to Iron Mountain in Q2 2019, an estimated $9.18M increase.
  • Guggenheim Capital's biggest Q2 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $86.5M.
  • Guggenheim Capital fully exited Invesco Solar ETF in Q2 2019, selling an estimated $17.6M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q2 2019.
  • Guggenheim Capital opened 70 new positions and closed 133 in Q2 2019.
  • Guggenheim Capital's portfolio value rose 0.15% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.