Guggenheim Capital’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

Guggenheim Capital’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-17,976	Closed	-$431K	–	2304
2021 Q3	$431K	Sell	17,976 -7,114	-28%	-$165K	﹤0.01%	1805
2021 Q2	$600K	Sell	25,090 -6,880	-22%	-$155K	﹤0.01%	1761
2021 Q1	$655K	Sell	31,970 -4,146	-11%	-$80.3K	﹤0.01%	1591
2020 Q4	$614K	Sell	36,116 -9,998	-22%	-$145K	﹤0.01%	1550
2020 Q3	$551K	Sell	46,114 -9,250	-17%	-$128K	﹤0.01%	1415
2020 Q2	$776K	Sell	55,364 -1,435	-3%	-$21.5K	0.01%	1307
2020 Q1	$602K	Sell	56,799 -427	-0.7%	-$16.7K	0.01%	1309
2019 Q4	$2.95M	Sell	57,226 -7,031	-11%	-$347K	0.02%	882
2019 Q3	$3.41M	Sell	64,257 -12,433	-16%	-$675K	0.03%	782
2019 Q2	$4.41M	Sell	76,690 -4,323	-5%	-$256K	0.04%	667
2019 Q1	$4.92M	Sell	81,013 -8,000	-9%	-$477K	0.04%	627
2018 Q4	$4.42M	Sell	89,013 -21,447	-19%	-$1.29M	0.04%	636
2018 Q3	$7.64M	Sell	110,460 -5,900	-5%	-$417K	0.05%	472
2018 Q2	$7.99M	Sell	116,360 -19,913	-15%	-$1.36M	0.05%	432
2018 Q1	$8.75M	Buy	136,273 +27	+0%	+$1.96K	0.02%	728
2017 Q4	$10.2M	Buy	136,246 +1,969	+1%	+$142K	0.02%	679
2017 Q3	$10.3M	Sell	134,277 -7,253	-5%	-$551K	0.02%	668
2017 Q2	$11M	Sell	141,530 -3,047	-2%	-$249K	0.03%	641
2017 Q1	$12.2M	Buy	144,577 +8,325	+6%	+$712K	0.03%	612
2016 Q4	$11.8M	Buy	136,252 +5,806	+4%	+$489K	0.03%	615
2016 Q3	$11.1M	Buy	130,446 +588	+0.5%	+$46.2K	0.03%	628
2016 Q2	$9.67M	Sell	129,858 -11,459	-8%	-$783K	0.03%	681
2016 Q1	$8.33M	Sell	141,317 -17,205	-11%	-$879K	0.03%	775
2015 Q4	$9.2M	Sell	158,522 -13,627	-8%	-$965K	0.03%	778
2015 Q3	$12.3M	Sell	172,149 -10,584	-6%	-$946K	0.04%	677
2015 Q2	$18.7M	Sell	182,733 -21,164	-10%	-$2.38M	0.05%	626
2015 Q1	$23.3M	Sell	203,897 -9,058	-4%	-$1.04M	0.06%	604
2014 Q4	$26.2M	Sell	212,955 -18,812	-8%	-$2.39M	0.07%	545
2014 Q3	$31.9M	Buy	231,767 +6,740	+3%	+$945K	0.08%	453
2014 Q2	$32M	Buy	225,027 +11,548	+5%	+$1.48M	0.08%	438
2014 Q1	$24.9M	Sell	213,479 -7,179	-3%	-$814K	0.07%	503
2013 Q4	$25.1M	Sell	220,658 -848	-0.4%	-$94.9K	0.08%	438
2013 Q3	$24.6M	Buy	221,506 +18,083	+9%	+$2.06M	0.09%	322
2013 Q2	$23.2M	Buy	+203,423	New	+$23.4M	0.1%	265

Other funds holding TTP

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

OFG

OTA Financial Group Purchase, New York $143M AUM 16.9% 1-Year Est. Return

Guggenheim Capital's TTP Position: Q4 2021 in Review

Guggenheim Capital sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q4 2021, closing a stake of 17,976 shares — an estimated $431K sold.

Guggenheim Capital first reported a position in TTP in Q2 2013 and held it in 34 quarters. The position peaked at $32M in Q2 2014. 27 funds tracked by Wall St. Rank hold TTP as of Q4 2021.

Guggenheim Capital reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q4 2021 after selling out during the quarter.
Guggenheim Capital sold 17,976 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q4 2021, an estimated $431K.
Guggenheim Capital first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2013 and held it in 34 quarters.
Guggenheim Capital's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $32M in Q2 2014.
27 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q4 2021.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.