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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
651
Sturm, Ruger & Co
RGR
$616M
$14.7M 0.05%
235,464
+42,023
+22% +$2.26M
PDCO
652
DELISTED
Patterson Companies, Inc.
PDCO
$14.7M 0.05%
366,297
+48,747
+15% +$1.97M
TT icon
653
Trane Technologies
TT
$101B
$14.7M 0.05%
283,336
+21,614
+8% +$1.06M
PDLI
654
DELISTED
PDL BioPharma, Inc.
PDLI
$14.7M 0.05%
1,843,760
+1,066,634
+137% +$8.57M
RSE
655
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$14.7M 0.05%
712,577
+261,558
+58% +$5.21M
BPO
656
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$14.6M 0.05%
767,637
+594,928
+344% +$9.94M
IGSB icon
657
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$14.6M 0.05%
277,614
-15,248
-5% -$800K
IQNT
658
DELISTED
Inteliquent, Inc.
IQNT
$14.6M 0.05%
+1,512,581
New +$12M
BGX
659
Blackstone Long-Short Credit Income Fund
BGX
$137M
$14.6M 0.05%
786,601
-12,592
-2% -$231K
CM icon
660
Canadian Imperial Bank of Commerce
CM
$109B
$14.5M 0.05%
372,262
+287,541
+339% +$10.7M
QEP
661
DELISTED
QEP RESOURCES, INC.
QEP
$14.5M 0.05%
522,824
+148,466
+40% +$4.29M
IVR icon
662
Invesco Mortgage Capital
IVR
$757M
$14.5M 0.05%
93,960
+4,030
+4% +$637K
GWW icon
663
W.W. Grainger
GWW
$64.7B
$14.4M 0.05%
55,066
+710
+1% +$185K
CNK icon
664
Cinemark Holdings
CNK
$4.39B
$14.3M 0.05%
452,038
+26,121
+6% +$786K
NCV
665
Virtus Convertible & Income Fund
NCV
$382M
$14.3M 0.05%
378,956
+31,000
+9% +$1.16M
ASNA
666
DELISTED
Ascena Retail Group, Inc.
ASNA
$14.3M 0.05%
35,811
-860
-2% -$306K
RMD icon
667
ResMed
RMD
$31.2B
$14.3M 0.05%
270,197
+12,511
+5% +$607K
RHT
668
DELISTED
Red Hat Inc
RHT
$14.2M 0.05%
308,159
+43,509
+16% +$2.21M
ENDP
669
DELISTED
Endo International plc
ENDP
$14.2M 0.05%
312,259
+261,052
+510% +$10.5M
QQQ icon
670
Invesco QQQ Trust
QQQ
$469B
$14.1M 0.05%
179,270
-1,459,780
-89% -$111M
TXT icon
671
Textron
TXT
$14.9B
$14.1M 0.05%
510,719
+30,776
+6% +$858K
AOD
672
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$14.1M 0.05%
1,754,046
+54,153
+3% +$434K
PLL
673
DELISTED
PALL CORP
PLL
$14.1M 0.05%
182,964
+25,315
+16% +$1.81M
AIV
674
Aimco
AIV
$387M
$14.1M 0.05%
3,786,612
-581,440
-13% -$2.26M
ARG
675
DELISTED
Airgas Inc
ARG
$14.1M 0.05%
132,798
+12,095
+10% +$1.24M
25 26
27
28 29

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.