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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
526
Cincinnati Financial
CINF
$27.3B
$17.8M 0.06%
377,568
+45,898
+14% +$2.19M
VRSN icon
527
VeriSign
VRSN
$27B
$17.8M 0.06%
349,328
+53,139
+18% +$2.57M
GHC icon
528
Graham Holdings Company
GHC
$5.14B
$17.8M 0.06%
48,086
+2,090
+5% +$704K
EXPE icon
529
Expedia Group
EXPE
$35.8B
$17.7M 0.06%
342,449
+94,543
+38% +$5.05M
EWP icon
530
iShares MSCI Spain ETF
EWP
$2.14B
$17.7M 0.06%
510,100
+426,070
+507% +$13.4M
MDC
531
DELISTED
M.D.C. Holdings, Inc.
MDC
$17.7M 0.06%
818,511
+548,066
+203% +$12.1M
LH icon
532
Labcorp
LH
$24.9B
$17.7M 0.06%
207,564
+57,139
+38% +$4.81M
CIEN icon
533
Ciena
CIEN
$55.3B
$17.6M 0.06%
705,592
+65,917
+10% +$1.49M
BALL icon
534
Ball Corp
BALL
$17.3B
$17.6M 0.06%
784,564
+151,926
+24% +$3.41M
X
535
DELISTED
US Steel
X
$17.6M 0.06%
852,686
+82,379
+11% +$1.55M
ACP
536
abrdn Income Credit Strategies Fund
ACP
$630M
$17.6M 0.06%
1,073,705
+94,584
+10% +$1.57M
EQIX icon
537
Equinix
EQIX
$102B
$17.5M 0.06%
95,389
+8,716
+10% +$1.58M
AME icon
538
Ametek
AME
$55.9B
$17.5M 0.06%
380,342
+195,638
+106% +$8.81M
INGR icon
539
Ingredion
INGR
$6.33B
$17.5M 0.06%
264,388
+10,715
+4% +$700K
ABV
540
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$17.4M 0.06%
453,249
-41,278
-8% -$1.51M
MDY icon
541
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$17.4M 0.06%
76,795
-720
-0.9% -$160K
CHRW icon
542
C.H. Robinson
CHRW
$17.2B
$17.3M 0.06%
290,859
+45,898
+19% +$2.69M
ATI icon
543
ATI
ATI
$26.4B
$17.3M 0.06%
567,211
+80,943
+17% +$2.27M
LM
544
DELISTED
Legg Mason, Inc.
LM
$17.3M 0.06%
516,357
+103,855
+25% +$3.48M
BDJ icon
545
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$17.2M 0.06%
2,292,718
-117,621
-5% -$902K
EFX icon
546
Equifax
EFX
$20.5B
$17.2M 0.06%
287,910
+81,687
+40% +$5.02M
NFX
547
DELISTED
Newfield Exploration
NFX
$17.2M 0.06%
629,341
+43,188
+7% +$1.08M
AVP
548
DELISTED
Avon Products, Inc.
AVP
$17.2M 0.06%
835,505
+190,820
+30% +$4.08M
LEG icon
549
Leggett & Platt
LEG
$1.37B
$17.2M 0.06%
569,153
+91,676
+19% +$2.82M
BXP icon
550
Boston Properties
BXP
$11.2B
$17.1M 0.06%
160,252
+37,057
+30% +$3.92M
20 21
22
23 24

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.