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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XL
426
DELISTED
XL Group Ltd.
XL
$25.8M 0.08%
809,612
+213,769
+36% +$6.66M
FFIV icon
427
F5
FFIV
$22.9B
$25.8M 0.08%
283,475
+86,812
+44% +$7.39M
XLK icon
428
State Street Technology Select Sector SPDR ETF
XLK
$115B
$25.7M 0.08%
1,437,014
+1,383,284
+2,575% +$23.4M
CHS
429
DELISTED
Chicos FAS, Inc.
CHS
$25.6M 0.08%
1,360,217
-2,563,162
-65% -$45.3M
TRN icon
430
Trinity Industries
TRN
$2.49B
$25.6M 0.08%
1,302,899
+1,055,410
+426% +$19.1M
NE
431
DELISTED
Noble Corporation
NE
$25.5M 0.08%
779,536
+147,566
+23% +$4.9M
NVDA icon
432
NVIDIA
NVDA
$4.86T
$25.5M 0.08%
63,707,400
+12,902,880
+25% +$5M
MOS icon
433
The Mosaic Company
MOS
$7.03B
$25.5M 0.08%
539,239
+117,683
+28% +$5.46M
WHR icon
434
Whirlpool
WHR
$2.43B
$25.4M 0.08%
162,167
+25,136
+18% +$3.69M
DHI icon
435
D.R. Horton
DHI
$40B
$25.4M 0.08%
1,138,843
+156,539
+16% +$3.02M
AN icon
436
AutoNation
AN
$7.11B
$25.4M 0.08%
510,501
+73,311
+17% +$3.63M
FE icon
437
FirstEnergy
FE
$28B
$25.2M 0.08%
765,149
+261,666
+52% +$9.22M
TTP
438
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$25.1M 0.08%
220,658
-848
-0.4% -$94.9K
SHY icon
439
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$25.1M 0.08%
297,490
-69,166
-19% -$5.84M
RRC icon
440
Range Resources
RRC
$9.38B
$25.1M 0.08%
297,497
+120,175
+68% +$9.35M
WBA
441
DELISTED
Walgreens Boots Alliance
WBA
$25.1M 0.08%
436,302
-41,591
-9% -$2.42M
SRE icon
442
Sempra
SRE
$57.9B
$25M 0.08%
557,176
+162,778
+41% +$7.23M
VTRS icon
443
Viatris
VTRS
$20.4B
$24.9M 0.08%
574,563
-509,465
-47% -$20.9M
SCHW
444
Charles Schwab
SCHW
$183B
$24.9M 0.08%
958,939
+382,585
+66% +$9.12M
CTXS
445
DELISTED
Citrix Systems Inc
CTXS
$24.9M 0.08%
494,852
+142,253
+40% +$6.78M
TAP icon
446
Molson Coors Class B
TAP
$7.79B
$24.9M 0.08%
443,809
+26,490
+6% +$1.42M
MAC icon
447
Macerich
MAC
$7.33B
$24.9M 0.08%
422,591
+146,671
+53% +$8.52M
IPG
448
DELISTED
Interpublic Group of Companies
IPG
$24.9M 0.08%
1,405,129
+676,582
+93% +$11.4M
BMS
449
DELISTED
Bemis
BMS
$24.8M 0.08%
605,642
+130,908
+28% +$5.15M
AOS icon
450
A.O. Smith
AOS
$8.17B
$24.8M 0.08%
919,012
+853,280
+1,298% +$21.9M
16 17
18
19 20

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.