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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGM
3326
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-9,000
Closed -$215K
CORE
3327
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-12,032
Closed -$218K
NAV
3328
PUT
DELISTED
Navistar International
NAV
– –
-10,000
Closed -$339K
TCP
3329
DELISTED
TC Pipelines LP
TCP
– –
-7,782
Closed -$373K
ZAGG
3330
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-15,050
Closed -$69K
TIF
3331
CALL
DELISTED
Tiffany & Co.
TIF
– –
-20,800
Closed -$1.79M
CLUB
3332
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-13,295
Closed -$112K
DZSI
3333
DELISTED
DZS Inc. Common Stock
DZSI
– –
-2,101
Closed -$44K
ACHN
3334
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-10,015
Closed -$33K
CARB
3335
DELISTED
Carbonite Inc
CARB
– –
-114,694
Closed -$1.17M
FCSC
3336
DELISTED
Fibrocell Science Inc.
FCSC
– –
-728
Closed -$58K
IMI
3337
DELISTED
Intermolecular, Inc.
IMI
– –
-10,870
Closed -$31K
FRED
3338
CALL
DELISTED
Fred's Inc
FRED
– –
-32,400
Closed -$584K
APC
3339
CALL
DELISTED
Anadarko Petroleum
APC
– –
-25,000
Closed -$2.12M
APC
3340
PUT
DELISTED
Anadarko Petroleum
APC
– –
-25,000
Closed -$2.12M
WFT
3341
DELISTED
Weatherford International plc
WFT
– –
-137,816
Closed -$2.39M
INTX
3342
DELISTED
Intersections, Inc.
INTX
– –
-10,552
Closed -$62K
GBNK
3343
DELISTED
Guaranty Bancorp
GBNK
– –
-10,371
Closed -$148K
AFSI
3344
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-33,824
Closed -$636K
SYNT
3345
DELISTED
Syntel Inc
SYNT
– –
-19,060
Closed -$857K
FBNK
3346
DELISTED
First Connecticut Bancorp, Inc
FBNK
– –
-10,728
Closed -$168K
NLST
3347
DELISTED
Netlist, Inc.
NLST
– –
-10,632
Closed -$20K
FCRE
3348
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-3,157
Closed -$250K
MON
3349
CALL
DELISTED
Monsanto Co
MON
– –
-30,500
Closed -$3.47M
SNAK
3350
DELISTED
Inventure Foods, Inc.
SNAK
– –
-12,455
Closed -$174K
132 133
134
135 136

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.