We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIC
3276
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-7,972
Closed -$427K
NUAN
3277
PUT
DELISTED
Nuance Communications, Inc.
NUAN
– –
-173,250
Closed -$2.83M
GSS
3278
DELISTED
Golden Star Resources Ltd.
GSS
– –
-109,978
Closed -$220K
LDL
3279
DELISTED
Lydall, Inc.
LDL
– –
-79,856
Closed -$1.37M
SYKE
3280
DELISTED
SYKES Enterprises Inc
SYKE
– –
-44,056
Closed -$789K
LMNX
3281
DELISTED
Luminex Corp
LMNX
– –
-66,167
Closed -$1.32M
NAV
3282
DELISTED
Navistar International
NAV
– –
-24,014
Closed -$876K
CTB
3283
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-125,000
Closed -$3.85M
ANH
3284
CALL
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-44,900
Closed -$217K
BMCH
3285
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-25,278
Closed -$336K
HDS
3286
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-31,914
Closed -$703K
GMO
3287
DELISTED
General Moly, Inc.
GMO
– –
-15,080
Closed -$25K
TTPH
3288
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-1,335
Closed -$306K
PIR
3289
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-910
Closed -$362K
ASNA
3290
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-3,875
Closed -$1.55M
AREX
3291
DELISTED
Approach Resources Inc.
AREX
– –
-8,578
Closed -$225K
LTXB
3292
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-62,435
Closed -$1.29M
DFRG
3293
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-142,593
Closed -$2.88M
CRAY
3294
DELISTED
Cray, Inc.
CRAY
– –
-9,433
Closed -$227K
INSY
3295
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-128,172
Closed -$1.5M
P
3296
CALL
DELISTED
Pandora Media Inc
P
– –
-35,000
Closed -$894K
ALOG
3297
DELISTED
Analogic Corp
ALOG
– –
-12,608
Closed -$1.04M
BKMU
3298
DELISTED
Bank Mutual Corp
BKMU
– –
-122,320
Closed -$767K
AGU
3299
CALL
DELISTED
Agrium
AGU
– –
-50,000
Closed -$4.25M
AGU
3300
PUT
DELISTED
Agrium
AGU
– –
-10,000
Closed -$849K
130 131
132
133 134

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.