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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TGNA
301
DELISTED
TEGNA Inc
TGNA
| $25.6M | 0.09% |
1,825,359
+365,194
| +25% | +$4.89M |
|
302
DTE Energy
DTE
$29.5B
| $25.5M | 0.09% |
453,914
+151,215
| +50% | +$8.76M |
|
303
Aon
AON
$76.5B
| $25.5M | 0.09% |
342,080
-29,768
| -8% | -$2.04M |
|
304
Microchip Technology
MCHP
$40.3B
| $25.5M | 0.09% |
1,263,844
+277,866
| +28% | +$5.5M |
|
305
VF Corp
VFC
$5.63B
| $25.4M | 0.09% |
542,920
+73,805
| +16% | +$3.41M |
|
|
LLTC
306
DELISTED
Linear Technology Corp
LLTC
| $25.4M | 0.09% |
640,962
+42,590
| +7% | +$1.68M |
|
|
CHL
307
DELISTED
China Mobile Limited
CHL
| $25.4M | 0.09% |
449,589
-32,086
| -7% | -$1.74M |
|
|
KMF
308
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $25.3M | 0.09% |
788,379
+66,315
| +9% | +$2.19M |
|
309
Intuitive Surgical
ISRG
$127B
| $25.2M | 0.09% |
602,019
+198,549
| +49% | +$8.77M |
|
|
RAI
310
DELISTED
Reynolds American Inc
RAI
| $25.1M | 0.09% |
1,029,540
+256,316
| +33% | +$6.35M |
|
|
NYX
311
DELISTED
NYSE EURONEXT INC
NYX
| $25.1M | 0.09% |
598,004
-163,330
| -21% | -$6.85M |
|
312
Warner Bros
WBD
$65.9B
| $25M | 0.09% |
580,691
-78,250
| -12% | -$3.25M |
|
313
Micron Technology
MU
$930B
| $25M | 0.09% |
1,430,856
+155,359
| +12% | +$2.25M |
|
314
International Paper
IP
$21.6B
| $25M | 0.09% |
597,249
+66,664
| +13% | +$2.97M |
|
315
Newmont
NEM
$98.7B
| $25M | 0.09% |
888,759
-191,867
| -18% | -$5.69M |
|
|
BRCM
316
DELISTED
BROADCOM CORP CL-A
BRCM
| $24.8M | 0.09% |
955,095
+239,057
| +33% | +$6.75M |
|
|
DNR
317
DELISTED
Denbury Resources, Inc.
DNR
| $24.8M | 0.09% |
1,346,322
+233,548
| +21% | +$4.11M |
|
318
Valero Energy
VLO
$90.1B
| $24.8M | 0.09% |
725,573
+33,550
| +5% | +$1.19M |
|
|
CB
319
DELISTED
CHUBB CORPORATION
CB
| $24.8M | 0.09% |
277,480
+19,053
| +7% | +$1.65M |
|
|
PHD
320
DELISTED
Pioneer Floating Rate Fund
PHD
| $24.7M | 0.09% |
1,967,018
-62,397
| -3% | -$803K |
|
321
Simon Property Group
SPG
$74.4B
| $24.7M | 0.09% |
176,774
-27,984
| -14% | -$4.06M |
|
|
TTP
322
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
| $24.6M | 0.09% |
221,506
+18,083
| +9% | +$2.06M |
|
323
MetLife
MET
$61.9B
| $24.6M | 0.09% |
587,770
+48,568
| +9% | +$2.09M |
|
324
Kohl's
KSS
$2.17B
| $24.5M | 0.09% |
474,252
+146,363
| +45% | +$7.65M |
|
325
HP
HPQ
$24.9B
| $24.4M | 0.09% |
2,560,646
+302,656
| +13% | +$3.34M |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.