We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOWR
3176
DELISTED
Tower International, Inc.
TOWR
– –
-6,101
Closed -$225K
EMCI
3177
DELISTED
EMC INS Group Inc
EMCI
– –
-17,969
Closed -$368K
BKS
3178
CALL
DELISTED
Barnes & Noble
BKS
– –
-55,394
Closed -$850K
BKS
3179
DELISTED
Barnes & Noble
BKS
– –
-9,921
Closed -$148K
BKS
3180
PUT
DELISTED
Barnes & Noble
BKS
– –
-50,358
Closed -$772K
TST
3181
DELISTED
TheStreet, Inc.
TST
– –
-1,701
Closed -$41K
UQM
3182
DELISTED
UQM Technologies, Inc.
UQM
– –
-26,894
Closed -$61K
LXFT
3183
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-17,270
Closed -$633K
TIS
3184
DELISTED
Orchids Paper Products, Inc.
TIS
– –
-6,531
Closed -$209K
TFCF
3185
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-57,750
Closed -$1.98M
CYHHZ
3186
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-2,887,500
Closed -$193K
RSYS
3187
DELISTED
Radisys Corp
RSYS
– –
-14,253
Closed -$50K
SONC
3188
CALL
DELISTED
Sonic Corp
SONC
– –
-39,600
Closed -$878K
ELON
3189
DELISTED
Echelon Corp
ELON
– –
-1,380
Closed -$34K
NDRO
3190
DELISTED
Enduro Royalty Trust
NDRO
– –
-15,757
Closed -$218K
HCOM
3191
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– –
-7,446
Closed -$213K
IPXL
3192
DELISTED
Impax Laboratories, Inc.
IPXL
– –
-701,300
Closed -$21M
WLB
3193
DELISTED
Westmoreland Coal Company
WLB
– –
-8,066
Closed -$293K
CALD
3194
DELISTED
Callidus Software, Inc.
CALD
– –
-19,236
Closed -$229K
CEI
3195
DELISTED
Camber Energy, Inc
CEI
– –
0
– -$8K
BONT
3196
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-13,244
Closed -$137K
FALC
3197
DELISTED
FalconStor Software Inc
FALC
– –
-11,532
Closed -$20K
KATE
3198
DELISTED
Kate Spade & Company
KATE
– –
-6,401
Closed -$244K
TRR
3199
DELISTED
Trc Companies
TRR
– –
-10,705
Closed -$67K
YHOO
3200
CALL
DELISTED
Yahoo Inc
YHOO
– –
-123,800
Closed -$4.35M
126 127
128
129 130

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.