Guggenheim Capital’s UQM Technologies, Inc. UQM Stock Holding History

Guggenheim Capital’s Portfolio UQM Stock Details UQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-20,015	Closed	-$26K	–	2744
2018 Q1	$26K	Sell	20,015 -631	-3%	-$855	﹤0.01%	2733
2017 Q4	$29K	Sell	20,646 -2,578	-11%	-$3.29K	﹤0.01%	2657
2017 Q3	$27K	Buy	23,224 +258	+1%	+$238	﹤0.01%	2729
2017 Q2	$19K	Hold	22,966	–	–	﹤0.01%	2785
2017 Q1	$11K	Buy	22,966 +137	+0.6%	+$64	﹤0.01%	2815
2016 Q4	$10K	Hold	22,829	–	–	﹤0.01%	2884
2016 Q3	$14K	Buy	+22,829	New	+$14K	﹤0.01%	2853
2015 Q4	–	Sell	-12,785	Closed	-$8K	–	3120
2015 Q3	$8K	Buy	12,785 +1,597	+14%	+$1.16K	﹤0.01%	2935
2015 Q2	$10K	Buy	+11,188	New	+$10.8K	﹤0.01%	3017
2014 Q3	–	Sell	-26,894	Closed	-$61K	–	3191
2014 Q2	$61K	Sell	26,894 -2,688	-9%	-$5.94K	﹤0.01%	3058
2014 Q1	$78K	Buy	29,582 +6,724	+29%	+$14.3K	﹤0.01%	3066
2013 Q4	$49K	Buy	22,858 +1,358	+6%	+$2.51K	﹤0.01%	3058
2013 Q3	$39K	Hold	21,500	–	–	﹤0.01%	2964
2013 Q2	$26K	Buy	+21,500	New	+$18.6K	﹤0.01%	2969

Other funds holding UQM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital's UQM Position: Q2 2018 in Review

Guggenheim Capital sold out of UQM Technologies, Inc. (UQM) in Q2 2018, closing a stake of 20,015 shares — an estimated $26K sold.

Guggenheim Capital first reported a position in UQM in Q2 2013 and held it in 14 quarters. The position peaked at $78K in Q1 2014. 31 funds tracked by Wall St. Rank hold UQM as of Q2 2018.

Guggenheim Capital reported no remaining UQM Technologies, Inc. position as of Q2 2018 after selling out during the quarter.
Guggenheim Capital sold 20,015 UQM Technologies, Inc. shares in Q2 2018, an estimated $26K.
Guggenheim Capital first reported a position in UQM Technologies, Inc. in Q2 2013 and held it in 14 quarters.
Guggenheim Capital's UQM Technologies, Inc. position peaked at $78K in Q1 2014.
31 funds tracked by Wall St. Rank held UQM Technologies, Inc. as of Q2 2018.

Based on Guggenheim Capital's 13F filing for Q2 2018, filed 14 Aug 2018.