Guggenheim Capital’s Barnes & Noble BKS Stock Holding History

Guggenheim Capital’s Portfolio BKS Stock Details BKS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-55,394	Closed	-$850K	–	3187
2014 Q2	$850K	Buy	+55,394	New	+$668K	﹤0.01%	2357

Other funds holding BKS

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

TowerView LLC New York $152M AUM 20.28% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return

Guggenheim Capital's BKS Position: Q4 2018 in Review

Guggenheim Capital sold out of Barnes & Noble (BKS) in Q4 2018, closing a stake of 67,588 shares — an estimated $392K sold.

Guggenheim Capital first reported a position in BKS in Q2 2013 and held it in 21 quarters. The position peaked at $2.79M in Q4 2017. 169 funds tracked by Wall St. Rank hold BKS as of Q4 2018.

Guggenheim Capital reported no remaining Barnes & Noble position as of Q4 2018 after selling out during the quarter.
Guggenheim Capital sold 67,588 Barnes & Noble shares in Q4 2018, an estimated $392K.
Guggenheim Capital first reported a position in Barnes & Noble in Q2 2013 and held it in 21 quarters.
Guggenheim Capital's Barnes & Noble position peaked at $2.79M in Q4 2017.
169 funds tracked by Wall St. Rank held Barnes & Noble as of Q4 2018.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.