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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMEX icon
3001
Odyssey Marine Exploration
OMEX
$44M
$116K ﹤0.01%
4,229
+689
+19% +$17.4K
RELL icon
3002
Richardson Electronics
RELL
$305M
$115K ﹤0.01%
+10,712
New +$121K
SNBC
3003
DELISTED
Sun Bancorp Inc
SNBC
$113K ﹤0.01%
6,750
+1,235
+22% +$20.8K
CLUB
3004
DELISTED
Town Sports International Holdings, Inc.
CLUB
$112K ﹤0.01%
13,295
+2,164
+19% +$22.5K
OCLR
3005
DELISTED
Oclaro Inc.
OCLR
$111K ﹤0.01%
35,846
+13,302
+59% +$37.2K
FST
3006
DELISTED
FOREST OIL CORPORATION
FST
$111K ﹤0.01%
58,136
+39,921
+219% +$108K
NXP icon
3007
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$110K ﹤0.01%
+8,183
New +$110K
WSTL
3008
DELISTED
Westell Technologies Inc
WSTL
$110K ﹤0.01%
7,473
+1,261
+20% +$19.6K
GTE icon
3009
Gran Tierra Energy
GTE
$335M
$109K ﹤0.01%
1,454
+168
+13% +$12.2K
XUE
3010
DELISTED
XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS
XUE
$109K ﹤0.01%
20,221
+188
+0.9% +$1.17K
KEF
3011
DELISTED
Korea Equity Fund
KEF
$108K ﹤0.01%
13,133
+213
+2% +$1.69K
GAIN icon
3012
Gladstone Investment Corp
GAIN
$671M
$107K ﹤0.01%
+12,906
New +$104K
GLAD icon
3013
Gladstone Capital
GLAD
$441M
$107K ﹤0.01%
+5,286
New +$104K
OESX icon
3014
Orion Energy Systems
OESX
$71.9M
$107K ﹤0.01%
1,472
+335
+29% +$21.1K
FCH
3015
DELISTED
Felcor Lodging Trust
FCH
$107K ﹤0.01%
11,810
-2,286
-16% -$19.4K
ABR icon
3016
Arbor Realty Trust
ABR
$957M
$106K ﹤0.01%
15,338
+3,481
+29% +$23.9K
CYHHZ
3017
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$106K ﹤0.01%
+1,750,000
New +$97.1K
GSIT icon
3018
GSI Technology
GSIT
$254M
$105K ﹤0.01%
15,105
+2,579
+21% +$17.5K
IRDM icon
3019
Iridium Communications
IRDM
$5.12B
$105K ﹤0.01%
14,000
+116
+0.8% +$776
CNSY
3020
Cerenome, Inc. Common Stock
CNSY
$26.6M
– –
0
– –
UCFC
3021
DELISTED
United Community Financial Corp
UCFC
$105K ﹤0.01%
26,643
+5,245
+25% +$19.3K
RVLT
3022
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$104K ﹤0.01%
3,295
+613
+23% +$20.3K
NBBC
3023
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$104K ﹤0.01%
14,489
+2,368
+20% +$16.8K
SUPN icon
3024
Supernus Pharmaceuticals
SUPN
$2.72B
$102K ﹤0.01%
+11,436
New +$105K
UMH
3025
UMH Properties
UMH
$1.34B
$102K ﹤0.01%
+10,472
New +$98.9K
119 120
121
122 123

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.