Guggenheim Capital’s Gladstone Capital GLAD Stock Holding History

Guggenheim Capital’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-5,286	Closed	-$107K	–	3232
2014 Q1	$107K	Buy	+5,286	New	+$104K	﹤0.01%	3015

Other funds holding GLAD

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Guggenheim Capital's GLAD Position: Q2 2014 in Review

Guggenheim Capital sold out of Gladstone Capital (GLAD) in Q2 2014, closing a stake of 5,286 shares — an estimated $107K sold.

Guggenheim Capital first reported a position in GLAD in Q1 2014 and held it in 1 quarter. The position peaked at $107K in Q1 2014. 73 funds tracked by Wall St. Rank hold GLAD as of Q2 2014.

Guggenheim Capital reported no remaining Gladstone Capital position as of Q2 2014 after selling out during the quarter.
Guggenheim Capital sold 5,286 Gladstone Capital shares in Q2 2014, an estimated $107K.
Guggenheim Capital first reported a position in Gladstone Capital in Q1 2014 and held it in 1 quarter.
Guggenheim Capital's Gladstone Capital position peaked at $107K in Q1 2014.
73 funds tracked by Wall St. Rank held Gladstone Capital as of Q2 2014.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.