UBS’s Gladstone Capital GLAD Stock Holding History

UBS’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.02M	Sell	171,856 -42,612	-20%	-$819K	﹤0.01%	2521
2014 Q2	$4.32M	Buy	214,468 +36,598	+21%	+$715K	﹤0.01%	2092
2014 Q1	$3.59M	Buy	177,870 +23,900	+16%	+$471K	﹤0.01%	2188
2013 Q4	$2.95M	Buy	153,970 +12,619	+9%	+$232K	﹤0.01%	2414
2013 Q3	$2.47M	Buy	141,351 +4,945	+4%	+$84.2K	﹤0.01%	2384
2013 Q2	$2.23M	Buy	+136,406	New	+$2.39M	﹤0.01%	2424

Other funds holding GLAD

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

UBS's GLAD Position: Q3 2014 in Review

UBS reduced its Gladstone Capital (GLAD) stake by 20% in Q3 2014, selling an estimated $819K and leaving 171,856 shares worth $3.02M. The position accounts for ﹤0.01% of the portfolio, ranked #2521.

UBS first reported a position in GLAD in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.32M in Q2 2014. 61 funds tracked by Wall St. Rank hold GLAD as of Q3 2014.

UBS held 171,856 shares of Gladstone Capital worth $3.02M as of Q3 2014.
UBS sold 42,612 Gladstone Capital shares in Q3 2014, an estimated $819K.
Gladstone Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2521 holding.
UBS first reported a position in Gladstone Capital in Q2 2013 and has held it in 6 quarters since.
UBS's Gladstone Capital position peaked at $4.32M in Q2 2014.
61 funds tracked by Wall St. Rank held Gladstone Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.