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GLAD icon

UBS’s Gladstone Capital GLAD Stock Holding History

UBS’s Portfolio GLAD Stock Details GLAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2K Hold
100
– – ﹤0.01% 9982
2014
Q2 		$2K Sell
100
-350
-78% -$6.84K ﹤0.01% 10027
2014
Q1 		$9K Hold
450
– – ﹤0.01% 9006
2013
Q4 		$9K Buy
+450
New +$8.28K ﹤0.01% 9080
2013
Q3 		– Sell
-1,700
Closed -$28K – 10485
2013
Q2 		$28K Buy
+1,700
New +$29.7K ﹤0.01% 7462

Other funds holding GLAD

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $935B AUM
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

UBS's GLAD Position: Q3 2014 in Review

UBS reduced its Gladstone Capital (GLAD) stake by 20% in Q3 2014, selling an estimated $819K and leaving 171,856 shares worth $3.02M. The position accounts for ﹤0.01% of the portfolio, ranked #2521.

UBS first reported a position in GLAD in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.32M in Q2 2014. 61 funds tracked by Wall St. Rank hold GLAD as of Q3 2014.

  • UBS held 171,856 shares of Gladstone Capital worth $3.02M as of Q3 2014.
  • UBS sold 42,612 Gladstone Capital shares in Q3 2014, an estimated $819K.
  • Gladstone Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2521 holding.
  • UBS first reported a position in Gladstone Capital in Q2 2013 and has held it in 6 quarters since.
  • UBS's Gladstone Capital position peaked at $4.32M in Q2 2014.
  • 61 funds tracked by Wall St. Rank held Gladstone Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.