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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
2951
BlackRock Enhanced International Dividend Trust
BGY
$526M
$117K ﹤0.01%
14,401
-48,307
-77% -$384K
EGHT icon
2952
8x8 Inc
EGHT
$329M
$117K ﹤0.01%
11,545
+1,035
+10% +$10.6K
EDMC
2953
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$116K ﹤0.01%
+11,462
New +$134K
FBC
2954
DELISTED
Flagstar Bancorp, Inc. New
FBC
$116K ﹤0.01%
+5,932
New +$101K
FCH
2955
DELISTED
Felcor Lodging Trust
FCH
$115K ﹤0.01%
14,096
+142
+1% +$984
GTI
2956
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$114K ﹤0.01%
10,176
-7
-0.1% -$71
SGA icon
2957
Saga Communications
SGA
$60.6M
$113K ﹤0.01%
+2,260
New +$108K
LGTY
2958
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$113K ﹤0.01%
11,460
+669
+6% +$6.22K
CWST icon
2959
Casella Waste Systems
CWST
$5.75B
$112K ﹤0.01%
19,420
+871
+5% +$5.06K
PMCS
2960
DELISTED
P M C SIERRA INC
PMCS
$112K ﹤0.01%
17,439
-3,382
-16% -$21K
FLOW
2961
DELISTED
FLOW INTL CORP
FLOW
$112K ﹤0.01%
27,558
+1,932
+8% +$7.71K
EWG icon
2962
iShares MSCI Germany ETF
EWG
$1.61B
$111K ﹤0.01%
3,500
-6,700
-66% -$198K
HTBK
2963
DELISTED
Heritage Commerce
HTBK
$111K ﹤0.01%
13,460
+783
+6% +$6.09K
RLD
2964
DELISTED
REALD INC COM STK
RLD
$110K ﹤0.01%
+12,863
New +$101K
RTI
2965
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$110K ﹤0.01%
+3,208
New +$109K
PMX
2966
DELISTED
PIMCO Municipal Income Fund III
PMX
$109K ﹤0.01%
10,933
-746
-6% -$7.62K
GOL
2967
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$109K ﹤0.01%
11,910
-11,407
-49% -$107K
CBB
2968
DELISTED
Cincinnati Bell Inc.
CBB
$109K ﹤0.01%
6,136
-3,113
-34% -$48.6K
PKD
2969
DELISTED
Parker Drilling Company
PKD
$108K ﹤0.01%
885
+186
+27% +$20.6K
SPDC
2970
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$108K ﹤0.01%
23,202
+2,100
+10% +$7.97K
KEF
2971
DELISTED
Korea Equity Fund
KEF
$107K ﹤0.01%
12,920
– –
SDR
2972
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$106K ﹤0.01%
11,840
-36,014
-75% -$397K
NIHD
2973
DELISTED
NII HOLDINGS INC CL B
NIHD
$106K ﹤0.01%
38,498
+15,071
+64% +$55.6K
ASG
2974
Liberty All-Star Growth Fund
ASG
$339M
$105K ﹤0.01%
18,641
– –
PRGX
2975
DELISTED
PRGX Global, Inc.
PRGX
$105K ﹤0.01%
15,607
+1,714
+12% +$11.4K
117 118
119
120 121

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.