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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALD
2851
DELISTED
Callidus Software, Inc.
CALD
$229K ﹤0.01%
19,236
-1,617
-8% -$17.3K
VRNT
2852
DELISTED
Verint Systems
VRNT
$228K ﹤0.01%
9,136
-175
-2% -$4.12K
GNMK
2853
DELISTED
GenMark Diagnostics, Inc
GNMK
$228K ﹤0.01%
16,884
-1,660
-9% -$17.3K
RMTI icon
2854
Rockwell Medical
RMTI
$28.5M
$227K ﹤0.01%
172
-18
-9% -$21.7K
BNCN
2855
DELISTED
BNC Bancorp
BNCN
$227K ﹤0.01%
13,298
-1,321
-9% -$22.4K
AXIA.PR
2856
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$225K ﹤0.01%
47,207
+43,873
+1,316% +$213K
TOWR
2857
DELISTED
Tower International, Inc.
TOWR
$225K ﹤0.01%
6,101
-1,602
-21% -$48.4K
ACCO icon
2858
Acco Brands
ACCO
$399M
$224K ﹤0.01%
+35,014
New +$214K
UBSI icon
2859
United Bankshares
UBSI
$6.7B
$224K ﹤0.01%
6,927
-12,184
-64% -$371K
RDN icon
2860
Radian Group
RDN
$5.22B
$222K ﹤0.01%
14,963
-2,879
-16% -$41.9K
CZZ
2861
DELISTED
Cosan Limited
CZZ
$222K ﹤0.01%
16,341
-48,184
-75% -$613K
ESIO
2862
DELISTED
Electro Scientific Industries
ESIO
$222K ﹤0.01%
32,524
-1,192
-4% -$9.51K
KOF icon
2863
Coca-Cola Femsa
KOF
$22.5B
$221K ﹤0.01%
+1,943
New +$219K
MBWM icon
2864
Mercantile Bank Corp
MBWM
$1.05B
$221K ﹤0.01%
+9,664
New +$200K
NGS icon
2865
Natural Gas Services Group
NGS
$468M
$221K ﹤0.01%
6,676
-686
-9% -$21.3K
CYNO
2866
DELISTED
Cynosure, Inc. Class A
CYNO
$221K ﹤0.01%
10,403
-835
-7% -$19.3K
HSBC.PRA
2867
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$220K ﹤0.01%
8,685
-3,677
-30% -$93.2K
CLC
2868
DELISTED
Clarcor
CLC
$220K ﹤0.01%
3,555
-731
-17% -$42.2K
ABG icon
2869
Asbury Automotive
ABG
$4.24B
$219K ﹤0.01%
3,185
-5,382
-63% -$332K
WLY icon
2870
John Wiley & Sons Class A
WLY
$2.7B
$219K ﹤0.01%
3,618
-9,046
-71% -$514K
NDRO
2871
DELISTED
Enduro Royalty Trust
NDRO
$218K ﹤0.01%
15,757
+1,750
+12% +$21.9K
BBSI icon
2872
Barrett Business Services
BBSI
$979M
$217K ﹤0.01%
18,400
-896
-5% -$11.3K
CNXN icon
2873
PC Connection
CNXN
$2.16B
$216K ﹤0.01%
10,467
-828
-7% -$17.1K
MCN
2874
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$215K ﹤0.01%
24,445
– –
USPH icon
2875
US Physical Therapy
USPH
$1.18B
$215K ﹤0.01%
6,288
-627
-9% -$20.2K
113 114
115
116 117

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.