We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TPC
2826
Tutor Perini Cor
TPC
$5.03B
| $207K | ﹤0.01% |
+7,891
| New | +$185K |
|
2827
Safe Bulkers
SB
$781M
| $206K | ﹤0.01% |
19,786
-2,359
| -11% | -$18.7K |
|
2828
MBIA
MBI
$269M
| $205K | ﹤0.01% |
+17,126
| New | +$197K |
|
|
HTWR
2829
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
| $205K | ﹤0.01% |
2,181
-23,129
| -91% | -$1.96M |
|
|
MESG
2830
DELISTED
XURA INC COM (DE)
MESG
| $205K | ﹤0.01% |
+5,286
| New | +$178K |
|
|
HILL
2831
DELISTED
DOT HILL SYSTEMS CORP
HILL
| $205K | ﹤0.01% |
61,074
+41,128
| +206% | +$114K |
|
2832
Independent Bank Corp
IBCP
$855M
| $204K | ﹤0.01% |
+16,992
| New | +$182K |
|
2833
Veeco
VECO
$3.15B
| $204K | ﹤0.01% |
6,196
-18,484
| -75% | -$598K |
|
|
BNCN
2834
DELISTED
BNC Bancorp
BNCN
| $204K | ﹤0.01% |
11,927
+577
| +5% | +$8.11K |
|
2835
DexCom
DXCM
$31.3B
| $203K | ﹤0.01% |
+22,984
| New | +$182K |
|
2836
Silicon Laboratories
SLAB
$7.21B
| $203K | ﹤0.01% |
+4,684
| New | +$192K |
|
2837
US Physical Therapy
USPH
$1.16B
| $203K | ﹤0.01% |
+5,769
| New | +$189K |
|
|
GNMK
2838
DELISTED
GenMark Diagnostics, Inc
GNMK
| $203K | ﹤0.01% |
15,245
+1,155
| +8% | +$14K |
|
|
AXAS
2839
DELISTED
Abraxas Petroleum Corp
AXAS
| $203K | ﹤0.01% |
3,097
-42,300
| -93% | -$2.74M |
|
|
LEAP
2840
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
| $203K | ﹤0.01% |
11,666
-2,777
| -19% | -$45.7K |
|
|
GGM
2841
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| – | – |
0
| – | – |
|
|
AXIA
2842
AXIA Energia
AXIA
$23.3B
| $201K | ﹤0.01% |
97,597
-81,146
| -45% | -$181K |
|
|
RENT
2843
DELISTED
RENTRAK CORP
RENT
| $201K | ﹤0.01% |
+5,294
| New | +$194K |
|
|
PTRY
2844
DELISTED
PANTRY INC (THE)
PTRY
| $201K | ﹤0.01% |
+11,936
| New | +$167K |
|
|
TQNT
2845
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
| $201K | ﹤0.01% |
24,060
-217
| -0.9% | -$1.73K |
|
|
OSG
2846
Octave Specialty Group
OSG
$255M
| $200K | ﹤0.01% |
+8,156
| New | +$171K |
|
|
SAFE
2847
Safehold
SAFE
$1.13B
| $200K | ﹤0.01% |
2,874
-531
| -16% | -$33.1K |
|
|
NTP
2848
DELISTED
Nam Tai Property Inc.
NTP
| $200K | ﹤0.01% |
28,010
-1,519,608
| -98% | -$11.5M |
|
|
RPRX
2849
DELISTED
Repros Therapeutics Inc.
RPRX
| $200K | ﹤0.01% |
10,924
+1,290
| +13% | +$24.4K |
|
|
XXIA
2850
DELISTED
Ixia
XXIA
| $196K | ﹤0.01% |
14,772
-75,833
| -84% | -$1.05M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.