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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MILL
2801
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$138K ﹤0.01%
18,931
+1,457
+8% +$8.1K
TIVO
2802
DELISTED
TIVO INC
TIVO
$137K ﹤0.01%
11,055
-173,708
-94% -$2M
LFVN icon
2803
LifeVantage
LFVN
$83M
$136K ﹤0.01%
+8,182
New +$141K
EWY icon
2804
iShares MSCI South Korea ETF
EWY
$23.8B
$135K ﹤0.01%
2,200
-7,000
-76% -$400K
MTN icon
2805
Vail Resorts
MTN
$5.23B
$135K ﹤0.01%
+1,951
New +$132K
XOMA
2806
DELISTED
Xoma
XOMA
$135K ﹤0.01%
1,506
-33
-2% -$3K
HK
2807
DELISTED
Halcon Resources Corporation
HK
$135K ﹤0.01%
177
-235
-57% -$214K
CPE
2808
DELISTED
Callon Petroleum Company
CPE
$134K ﹤0.01%
2,444
+281
+13% +$12.2K
BLDR icon
2809
Builders FirstSource
BLDR
$7.8B
$131K ﹤0.01%
22,316
+1,378
+7% +$8.23K
DXLG icon
2810
Destination XL Group
DXLG
$32.6M
$131K ﹤0.01%
20,230
+414
+2% +$2.66K
ACWI icon
2811
iShares MSCI ACWI ETF
ACWI
$33.3B
$129K ﹤0.01%
2,400
-1,600
-40% -$84.2K
AGD
2812
abrdn Global Dynamic Dividend Fund
AGD
$318M
$129K ﹤0.01%
13,596
-2,612
-16% -$24.6K
ASX icon
2813
ASE Group
ASX
$81.9B
$129K ﹤0.01%
+27,044
New +$115K
SWBI icon
2814
Smith & Wesson
SWBI
$651M
$129K ﹤0.01%
15,252
-1,488
-9% -$12.9K
AMPE
2815
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$129K ﹤0.01%
57
+1
+2% +$1.93K
CLUB
2816
DELISTED
Town Sports International Holdings, Inc.
CLUB
$129K ﹤0.01%
9,925
-352
-3% -$4.22K
INO icon
2817
Inovio Pharmaceuticals
INO
$69.6M
$128K ﹤0.01%
1,290
– –
PNNT
2818
Pennant Park Investment Corp
PNNT
$236M
$128K ﹤0.01%
+11,395
New +$130K
SRI icon
2819
Stoneridge
SRI
$205M
$128K ﹤0.01%
11,907
-593
-5% -$7.33K
GST
2820
DELISTED
Gastar Exploration Inc.
GST
$128K ﹤0.01%
32,389
+6,219
+24% +$21.5K
EPM icon
2821
Evolution Petroleum
EPM
$127M
$127K ﹤0.01%
11,303
+1,141
+11% +$13.2K
RCS
2822
PIMCO Strategic Income Fund
RCS
$248M
$127K ﹤0.01%
+12,152
New +$127K
HT
2823
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$127K ﹤0.01%
5,693
-106,539
-95% -$2.39M
BZ
2824
DELISTED
BOISE INC COM STK (DE)
BZ
$127K ﹤0.01%
+10,081
New +$96.3K
PRKR
2825
DELISTED
Parkervision Inc
PRKR
$126K ﹤0.01%
3,764
-1
-0% -$40
111 112
113
114 115

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.