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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGY icon
2751
Vaalco Energy
EGY
$564M
$19K ﹤0.01%
22,792
+5,555
+32% +$4.5K
RCKT icon
2752
Rocket Pharmaceuticals
RCKT
$372M
$19K ﹤0.01%
+2,610
New +$11.9K
TPST icon
2753
Tempest Therapeutics
TPST
$14M
$19K ﹤0.01%
4
– –
PHLT
2754
DELISTED
Performant Healthcare Inc
PHLT
$19K ﹤0.01%
+10,177
New +$19.3K
NLST
2755
DELISTED
Netlist, Inc.
NLST
$19K ﹤0.01%
25,174
+7,071
+39% +$6.33K
HGT
2756
DELISTED
Hugoton Royalty Trust
HGT
$19K ﹤0.01%
10,255
+70
+0.7% +$124
HHS icon
2757
Harte-Hanks
HHS
$14.8M
$17K ﹤0.01%
1,611
+1
+0.1% +$9
INOD icon
2758
Innodata
INOD
$2.07B
$17K ﹤0.01%
11,662
-21
-0.2% -$32
TST
2759
DELISTED
TheStreet, Inc.
TST
$17K ﹤0.01%
1,531
+61
+4% +$531
IPAS
2760
DELISTED
Ipass Inc Common Stock
IPAS
$16K ﹤0.01%
2,374
+607
+34% +$5.07K
MBOT icon
2761
Microbot Medical
MBOT
$119M
$15K ﹤0.01%
+867
New +$15.3K
OESX icon
2762
Orion Energy Systems
OESX
$41.5M
$15K ﹤0.01%
1,337
-1
-0.1% -$11
BIOL
2763
DELISTED
Biolase, Inc.
BIOL
$15K ﹤0.01%
2
+1
+100% +$8.62K
ECYT
2764
DELISTED
Endocyte, Inc. Common Stock
ECYT
$15K ﹤0.01%
10,433
-29
-0.3% -$40
RSYS
2765
DELISTED
Radisys Corp
RSYS
$15K ﹤0.01%
11,482
+43
+0.4% +$83
CYTR
2766
DELISTED
CytRx Corp
CYTR
$15K ﹤0.01%
6,248
+26
+0.4% +$88
BINI
2767
DELISTED
Bollinger Innovations
BINI
– –
0
– –
VANI icon
2768
Vivani Medical
VANI
$115M
$14K ﹤0.01%
+484
New +$13.5K
VXRT
2769
DELISTED
Vaxart
VXRT
$14K ﹤0.01%
1,837
+3
+0.2% +$20
AMPE
2770
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$14K ﹤0.01%
77
– –
SES
2771
DELISTED
Synthesis Energy Systems Inc.
SES
$14K ﹤0.01%
419
+1
+0.2% +$29
TOVX icon
2772
Theriva Biologics
TOVX
$10.2M
$13K ﹤0.01%
2
– –
CASM
2773
DELISTED
CAS Medical Systems, Inc.
CASM
$13K ﹤0.01%
13,692
-7
-0.1% -$7
TNDM icon
2774
Tandem Diabetes Care
TNDM
$1.38B
$12K ﹤0.01%
+1,650
New +$10.4K
CGRN
2775
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$12K ﹤0.01%
+1,742
New +$11.3K
109 110
111
112 113

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.