Guggenheim Capital’s Vaxart VXRT Stock Holding History

Guggenheim Capital’s Portfolio VXRT Stock Details VXRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-1,633	Closed	-$10K	–	2814
2017 Q4	$10K	Sell	1,633 -204	-11%	-$1.43K	﹤0.01%	2690
2017 Q3	$14K	Buy	1,837 +3	+0.2%	+$20	﹤0.01%	2769
2017 Q2	$14K	Hold	1,834	–	–	﹤0.01%	2799
2017 Q1	$13K	Buy	1,834 +74	+4%	+$757	﹤0.01%	2804
2016 Q4	$24K	Hold	1,760	–	–	﹤0.01%	2838
2016 Q3	$37K	Buy	1,760 +615	+54%	+$9.73K	﹤0.01%	2786
2016 Q2	$18K	Hold	1,145	–	–	﹤0.01%	2816
2016 Q1	$19K	Buy	+1,145	New	+$20.4K	﹤0.01%	2830
2014 Q3	–	Sell	-1,176	Closed	-$37K	–	3125
2014 Q2	$37K	Sell	1,176 -118	-9%	-$4.93K	﹤0.01%	3109
2014 Q1	$87K	Buy	+1,294	New	+$80K	﹤0.01%	3050

Other funds holding VXRT

KAM

Krensavage Asset Management New York $256M AUM 69.63% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCM

Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Guggenheim Capital's VXRT Position: Q1 2018 in Review

Guggenheim Capital sold out of Vaxart (VXRT) in Q1 2018, closing a stake of 1,633 shares — an estimated $10K sold.

Guggenheim Capital first reported a position in VXRT in Q1 2014 and held it in 10 quarters. The position peaked at $87K in Q1 2014. 18 funds tracked by Wall St. Rank hold VXRT as of Q1 2018.

Guggenheim Capital reported no remaining Vaxart position as of Q1 2018 after selling out during the quarter.
Guggenheim Capital sold 1,633 Vaxart shares in Q1 2018, an estimated $10K.
Guggenheim Capital first reported a position in Vaxart in Q1 2014 and held it in 10 quarters.
Guggenheim Capital's Vaxart position peaked at $87K in Q1 2014.
18 funds tracked by Wall St. Rank held Vaxart as of Q1 2018.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.