Guggenheim Capital’s Synthesis Energy Systems Inc. SES Stock Holding History

Guggenheim Capital’s Portfolio SES Stock Details SES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-419	Closed	-$14K	–	2859
2017 Q3	$14K	Buy	419 +1	+0.2%	+$29	﹤0.01%	2771
2017 Q2	$18K	Hold	418	–	–	﹤0.01%	2788
2017 Q1	$23K	Buy	418 +96	+30%	+$5.27K	﹤0.01%	2774
2016 Q4	$21K	Hold	322	–	–	﹤0.01%	2848
2016 Q3	$25K	Sell	322 -4	-1%	-$296	﹤0.01%	2809
2016 Q2	$22K	Hold	326	–	–	﹤0.01%	2805
2016 Q1	$23K	Buy	326 +121	+59%	+$6.35K	﹤0.01%	2822
2015 Q4	$13K	Hold	205	–	–	﹤0.01%	2938
2015 Q3	$13K	Buy	205 +26	+15%	+$1.86K	﹤0.01%	2918
2015 Q2	$16K	Hold	179	–	–	﹤0.01%	3005
2015 Q1	$12K	Hold	179	–	–	﹤0.01%	3015
2014 Q4	$11K	Buy	+179	New	+$11.3K	﹤0.01%	2989
2014 Q3	–	Sell	-206	Closed	-$25K	–	3178
2014 Q2	$25K	Sell	206 -21	-9%	-$2.27K	﹤0.01%	3150
2014 Q1	$28K	Buy	+227	New	+$20.3K	﹤0.01%	3205

Other funds holding SES

Paulson & Co New York $3.11B AUM 94.93% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1B AUM 51.95% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $2.29B AUM 370.24% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

HWA

HCR Wealth Advisors Los Angeles, California $1.12B AUM 33.13% 1-Year Est. Return

Guggenheim Capital's SES Position: Q4 2017 in Review

Guggenheim Capital sold out of Synthesis Energy Systems Inc. (SES) in Q4 2017, closing a stake of 419 shares — an estimated $14K sold.

Guggenheim Capital first reported a position in SES in Q1 2014 and held it in 14 quarters. The position peaked at $28K in Q1 2014. 20 funds tracked by Wall St. Rank hold SES as of Q4 2017.

Guggenheim Capital reported no remaining Synthesis Energy Systems Inc. position as of Q4 2017 after selling out during the quarter.
Guggenheim Capital sold 419 Synthesis Energy Systems Inc. shares in Q4 2017, an estimated $14K.
Guggenheim Capital first reported a position in Synthesis Energy Systems Inc. in Q1 2014 and held it in 14 quarters.
Guggenheim Capital's Synthesis Energy Systems Inc. position peaked at $28K in Q1 2014.
20 funds tracked by Wall St. Rank held Synthesis Energy Systems Inc. as of Q4 2017.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.