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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTIV
2726
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$289K ﹤0.01%
17,201
-6,840
-28% -$120K
SMI
2727
DELISTED
Semiconductor Manufacturing Intl
SMI
$289K ﹤0.01%
56,761
-27,918
-33% -$132K
PFD
2728
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$288K ﹤0.01%
21,023
-1,559
-7% -$21.8K
SPXC icon
2729
SPX Corp
SPXC
$10.8B
$286K ﹤0.01%
12,096
-14,756
-55% -$383K
BRLI
2730
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$285K ﹤0.01%
10,179
-96
-0.9% -$2.92K
TIVO
2731
DELISTED
Tivo Inc
TIVO
$284K ﹤0.01%
14,368
-26,879
-65% -$607K
CBI
2732
DELISTED
Chicago Bridge & Iron Nv
CBI
$283K ﹤0.01%
4,888
-3,068
-39% -$193K
EHTH icon
2733
eHealth
EHTH
$43.9M
$282K ﹤0.01%
11,680
-1,313
-10% -$35.8K
BCS.PRA.CL
2734
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$282K ﹤0.01%
10,974
-421
-4% -$10.8K
POOL icon
2735
Pool Corp
POOL
$7.5B
$280K ﹤0.01%
5,184
-1,797
-26% -$100K
LDR
2736
DELISTED
Landauer Inc
LDR
$280K ﹤0.01%
8,468
-7,511
-47% -$289K
PFO
2737
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$279K ﹤0.01%
25,800
-2,164
-8% -$24.1K
HT
2738
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$279K ﹤0.01%
10,963
-2,422
-18% -$65.1K
BLJ
2739
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$277K ﹤0.01%
18,648
-13,896
-43% -$203K
VOLC
2740
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$274K ﹤0.01%
25,713
+10,901
+74% +$151K
WT icon
2741
WisdomTree
WT
$3.22B
$273K ﹤0.01%
23,989
+2,647
+12% +$30.1K
ZBRA icon
2742
Zebra Technologies
ZBRA
$17.8B
$272K ﹤0.01%
3,828
+168
+5% +$13.1K
EHC icon
2743
Encompass Health
EHC
$12.4B
$271K ﹤0.01%
9,231
-679
-7% -$20.7K
MTN icon
2744
Vail Resorts
MTN
$5.3B
$268K ﹤0.01%
3,085
-1,116
-27% -$88.6K
PYN
2745
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$267K ﹤0.01%
28,110
+10,042
+56% +$94.8K
KMT icon
2746
Kennametal
KMT
$2.52B
$266K ﹤0.01%
6,430
-9,886
-61% -$434K
DSU icon
2747
BlackRock Debt Strategies Fund
DSU
$597M
$264K ﹤0.01%
23,136
-71,226
-75% -$847K
ROL icon
2748
Rollins
ROL
$18.2B
$264K ﹤0.01%
30,466
+1,238
+4% +$10.8K
WEB
2749
DELISTED
Web.com Group, Inc.
WEB
$264K ﹤0.01%
13,215
+4,025
+44% +$90.3K
CNO icon
2750
CNO Financial Group
CNO
$5.11B
$263K ﹤0.01%
15,532
-624
-4% -$10.7K
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.