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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2676
DHI Group
DHX
$173M
| $373K | ﹤0.01% |
49,869
+8,756
| +21% | +$62.9K |
|
|
TCP
2677
DELISTED
TC Pipelines LP
TCP
| $373K | ﹤0.01% |
7,782
-1,066
| -12% | -$49.9K |
|
|
PFO
2678
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
| $371K | ﹤0.01% |
32,718
-11,611
| -26% | -$125K |
|
|
SMI
2679
DELISTED
Semiconductor Manufacturing Intl
SMI
| $370K | ﹤0.01% |
98,201
-34,321
| -26% | -$150K |
|
2680
ICU Medical
ICUI
$4.61B
| $369K | ﹤0.01% |
6,158
-332
| -5% | -$20.5K |
|
2681
Altisource Portfolio Solutions
ASPS
$65.8M
| $368K | ﹤0.01% |
+378
| New | +$384K |
|
|
EMD
2682
DELISTED
Western Asset Emerging Markets
EMD
| $367K | ﹤0.01% |
29,810
-11,012
| -27% | -$131K |
|
|
BNNY
2683
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
| $366K | ﹤0.01% |
9,101
-371
| -4% | -$14.8K |
|
2684
Encompass Health
EHC
$12.4B
| $365K | ﹤0.01% |
12,747
-76,179
| -86% | -$1.98M |
|
2685
Veeco
VECO
$3.23B
| $363K | ﹤0.01% |
8,666
+2,470
| +40% | +$95.5K |
|
|
TCS
2686
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $363K | ﹤0.01% |
+713
| New | +$392K |
|
|
AD
2687
Array Digital Infrastructure
AD
$3.05B
| $362K | ﹤0.01% |
8,820
-2,148
| -20% | -$88.7K |
|
|
JTD
2688
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $362K | ﹤0.01% |
23,627
-15,016
| -39% | -$228K |
|
2689
Gabelli Equity Trust
GAB
$1.79B
| $360K | ﹤0.01% |
49,124
+14,548
| +42% | +$106K |
|
2690
Vail Resorts
MTN
$5.3B
| $359K | ﹤0.01% |
5,152
+956
| +23% | +$67.8K |
|
|
CY
2691
DELISTED
Cypress Semiconductor
CY
| $358K | ﹤0.01% |
34,884
+11,162
| +47% | +$113K |
|
|
MSD
2692
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
| $357K | ﹤0.01% |
36,023
-5,718
| -14% | -$55K |
|
|
DFT
2693
DELISTED
DuPont Fabros Technology Inc.
DFT
| $357K | ﹤0.01% |
14,845
+3,160
| +27% | +$79.5K |
|
|
KATE
2694
DELISTED
Kate Spade & Company
KATE
| $354K | ﹤0.01% |
9,546
-626
| -6% | -$20.7K |
|
2695
HealthStream
HSTM
$839M
| $353K | ﹤0.01% |
13,237
-5,264
| -28% | -$156K |
|
2696
Silgan Holdings
SLGN
$4.41B
| $353K | ﹤0.01% |
14,276
+748
| +6% | +$17.8K |
|
|
DLIA
2697
DELISTED
DELIA*S INC
DLIA
| $352K | ﹤0.01% |
418,698
-101,663
| -20% | -$92.5K |
|
|
DEL
2698
DELISTED
Deltic Timber
DEL
| $351K | ﹤0.01% |
5,378
-576
| -10% | -$36.9K |
|
|
PKY
2699
DELISTED
Parkway, Inc.
PKY
| $351K | ﹤0.01% |
19,210
+8,118
| +73% | +$146K |
|
|
AKS
2700
DELISTED
AK Steel Holding Corp
AKS
| $346K | ﹤0.01% |
47,930
+9,211
| +24% | +$62.4K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.