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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
2676
Pebblebrook Hotel Trust
PEB
$2.05B
$335K ﹤0.01%
10,868
+330
+3% +$9.71K
SWZ
2677
Swiss Helvetia Fund
SWZ
$77.3M
$333K ﹤0.01%
23,863
– –
GWRE icon
2678
Guidewire Software
GWRE
$14.2B
$331K ﹤0.01%
+6,742
New +$318K
HEQ
2679
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$331K ﹤0.01%
19,370
– –
HSBC.PRA
2680
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$329K ﹤0.01%
13,338
-8,055
-38% -$199K
SONY icon
2681
Sony
SONY
$137B
$328K ﹤0.01%
+93,930
New +$347K
BCS.PRA.CL
2682
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$327K ﹤0.01%
12,994
-1,289
-9% -$32.4K
KATE
2683
DELISTED
Kate Spade & Company
KATE
$326K ﹤0.01%
10,172
+633
+7% +$18.7K
SLGN icon
2684
Silgan Holdings
SLGN
$4.42B
$324K ﹤0.01%
13,528
-39,560
-75% -$922K
ESIO
2685
DELISTED
Electro Scientific Industries
ESIO
$324K ﹤0.01%
+30,954
New +$327K
VOYA icon
2686
Voya Financial
VOYA
$9.31B
$323K ﹤0.01%
9,176
-41,028
-82% -$1.35M
CUZ icon
2687
Cousins Properties
CUZ
$4.93B
$322K ﹤0.01%
11,069
+60
+0.5% +$1.81K
TIVO
2688
DELISTED
TIVO INC
TIVO
$322K ﹤0.01%
24,560
+13,505
+122% +$175K
NSM
2689
DELISTED
Nationstar Mortgage Holdings
NSM
$321K ﹤0.01%
8,683
-5,706
-40% -$256K
GAM
2690
General American Investors Company
GAM
$1.61B
$320K ﹤0.01%
9,078
– –
TLP
2691
DELISTED
Transmontaigne
TLP
$320K ﹤0.01%
+7,539
New +$314K
GLV
2692
Clough Global Dividend & Income Fund
GLV
$78.4M
$319K ﹤0.01%
20,765
+8,540
+70% +$129K
FSL
2693
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$319K ﹤0.01%
19,904
-13,479
-40% -$208K
MOG.A icon
2694
Moog Inc Class A
MOG.A
$12.8B
$318K ﹤0.01%
4,686
-11,894
-72% -$749K
MCP
2695
DELISTED
MOLYCORP INC COM STK
MCP
$318K ﹤0.01%
56,599
+12,031
+27% +$63.5K
AKS
2696
DELISTED
AK Steel Holding Corp
AKS
$317K ﹤0.01%
38,719
+22,004
+132% +$116K
GEQ
2697
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$317K ﹤0.01%
16,800
– –
MTN icon
2698
Vail Resorts
MTN
$5.3B
$316K ﹤0.01%
4,196
+2,245
+115% +$162K
EWT icon
2699
iShares MSCI Taiwan ETF
EWT
$10.7B
$314K ﹤0.01%
10,900
+5,950
+120% +$170K
TMHC
2700
DELISTED
Taylor Morrison
TMHC
$314K ﹤0.01%
+13,973
New +$301K
106 107
108
109 110

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.